Capital Assessments and Stress Testing Reports

ICR 201811-7100-010

OMB: 7100-0341

Federal Form Document

ICR Details
7100-0341 201811-7100-010
Historical Active 201808-7100-003
FRS FR Y-14
Capital Assessments and Stress Testing Reports
Revision of a currently approved collection   No
Delegated
Approved without change 01/07/2019
Retrieve Notice of Action (NOA) 01/07/2019
  Inventory as of this Action Requested Previously Approved
12/31/2020 12/31/2020 12/31/2020
2,770 0 2,770
858,384 0 858,384
0 0 0

The Capital Assessments and Stress Testing Reports (FR Y-14A/Q/M) are applicable to top-tier bank holding companies (BHCs) with total consolidated assets of $100 billion or more and U.S. intermediate holding companies (U.S. IHCs) established by foreign banking organizations under 12 CFR 252.153. The FR Y-14A, FR Y-14Q and FR Y-14M reports are used to support the Comprehensive Capital Analysis and Review (CCAR) exercise, supervisory stress test models, and in connection with the supervision and regulation of these financial institutions.

US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 3106 Name of Law: International Banking Act
  
None

Not associated with rulemaking

  83 FR 39093 08/08/2018
83 FR 58771 11/21/2018
Yes

24
IC Title Form No. Form Name
MSR Valuation - Quarterly FR Y-14Q Quarterly MSR Form
Supplemental - Quarterly FR Y-14Q Quarterly Supplemental Form
Retail FVO/HFS - Quarterly FR Y-14Q Quarterly FVO/HFS Form
Credit Card - Monthly FR Y-14M FR Y-14M Instructions and Forms
On-going Revisions
Operational Risk - Annual FR Y-14A Operational Risk Form
Balances - Quarterly FR Y-14Q Balances
Regulatory Capital Instruments - Quarterly FR Y-14Q Quarterly Regulatory Capital Instruments Form
Pre-Provision Net Revenue (PPNR) - Quarterly FR Y-14Q Quarterly PPNR Form
Trading - Quarterly FR Y-14Q Quarterly Trading Form
Summary - Semi-Annual FR Y-14A Semi-Annual Summary Form
Counterparty - Quarterly FR Y-14Q Quarterly Counterparty (CCR) Form
Regulatory Capital Transitions - Quarterly FR Y-14Q Quarterly Regulatory Capital Transitions Schedule
Securities - Quarterly FR Y-14Q Quarterly Securities Form
Retail - Quarterly FR Y-14Q Quarterly Retail Risk Form and General Instructions
Wholesale - Quarterly FR Y-14Q Quarterly Wholesale Corporate Loans Schedule
Operational Risk - Quarterly FR Y-14Q Quarterly Operational Risk Form /Instructions
Attestation - Ongoing revisions FR Y-14AQM, FR Y-14A, FR Y-14AQM FR Y-14QMA Semi-annual Attestation ,   FR Y-14AQM Annual Attestation 123117 ,   FR Y-14AQM Annual Attestation 123117 LISCC IHCS
Adjusted Capital Plan Submission - Annual FR Y-14A, FR Y-14A Adjusted Capital Plan (Summary) ,   Adjusted Capial Plan (Regulatory Capital Instruments)
Macro Scenario - Semi-annual FR Y-14A Semi-Annual Scenario Form
Regulatory Capital Instruments - Annual FR Y-14A Regulatory Capital Instruments Form
Business Plan Changes - Annual FR Y-14A Business Plan Changes (no actual form)
1st Lien Mortgage - Monthly FR Y-14M FR Y-14M Form and Instructions
Home Equity - Monthly FR Y-14M FR Y-14M Form and Instructions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,770 2,770 0 0 0 0
Annual Time Burden (Hours) 858,384 858,384 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$2,779,104
No
    No
    No
No
No
No
Uncollected
Richard Palmer 202 502-8438 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/07/2019


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