The Capital Assessments and Stress
Testing information collection consists of the FR Y-14A, Q, and M
reports. The semi-annual FR Y-14A collects information on the
stress tests conducted by BHCs, including quantitative projections
of balance sheet, income, losses, and capital across a range of
macroeconomic scenarios, and qualitative information on
methodologies used to develop internal projections of capital
across scenarios. The quarterly FR Y-14Q and the monthly FR Y-14M
are used to support supervisory stress test models and for
continuous monitoring efforts. The quarterly FR Y-14Q collects
granular data on BHCs’ various asset classes, including loans,
securities and trading assets, and pre-provision net revenue (PPNR)
for the reporting period. The monthly FR Y-14M comprises three
retail loan- and portfolio-level collections, and one detailed
address matching collection to supplement two of the portfolio and
loan-level collections.
US Code:
12
USC 1844 Name of Law: Bank Holding Company Act
US Code: 12
USC 5365 Name of Law: Dodd-Frank Act
The Federal Reserve proposed
several revisions to the FR Y-14A/Q/M reports including: (1) adding
an attestation requirement for respondents subject to the Large
Institution Supervision Coordinating Committee (LISCC) framework,
(2) revising the reports to reflect recent changes to the
regulatory capital rules and the capital plan rule, and (3)
modifying other elements of the FR Y-14A/Q/M reports to improve
consistency of reported data across firms, address industry
concerns, and improve supervisory modeling.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
Form FR Y-14A Regulatory Capital Instruments - Annual
FRY14AQM_20160129_omb.pdf
Regulatory Capital Instruments - Annual