Capital Assessment and Stress Testing

ICR 201204-7100-007

OMB: 7100-0341

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2012-06-28
Supporting Statement A
2012-06-28
Supplementary Document
2012-06-28
Supplementary Document
2012-06-28
Supplementary Document
2012-06-15
Supplementary Document
2012-06-15
ICR Details
7100-0341 201204-7100-007
Historical Active 201111-7100-001
FRS FR Y-14A/Q/M
Capital Assessment and Stress Testing
Revision of a currently approved collection   No
Delegated
Approved without change 06/29/2012
Retrieve Notice of Action (NOA) 06/29/2012
  Inventory as of this Action Requested Previously Approved
12/31/2014 12/31/2014 12/31/2014
1,120 0 626
607,589 0 553,629
0 0 0

The annual FR Y-14A collects large BHCs' quantitative projections of balance sheet, income, losses, and capital across a range of macroeconomic scenarios and qualitative information on methodologies used to develop internal projections of capital across scenarios. The quarterly FR Y-14Q collects granular data on BHCs' various asset classes and pre-provision net revenue for the reporting period, which is used to support supervisory stress test models and for continuous monitoring efforts. The monthly FR Y-14M comprises three retail loan- and portfolio-level collections, and one detailed address matching collection.

US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Act
  
US Code: 12 USC 5365 Name of Law: Dodd-Frank Act

Not associated with rulemaking

  77 FR 10525 02/22/2012
77 FR 32970 06/04/2012
Yes

16
IC Title Form No. Form Name
Regulatory Capital Instruments - Quarterly FR Y-14Q Regulatory Capital Instruments Schedule - quarterly
Pre-Provision Net Revenue (PPNR) Risk - Quarterly FR Y-14Q PPNR schedule - quarterly
Trading Risk - Quarterly FR Y-14Q Trading Schedule - quarterly
Summary Schedule - Annual FR Y-14A Summary Schedule - Annual
Basel III/Dodd-Frank & Reg Cap Instruments - Annual Schedules FR Y-14A, FR Y-14A Basel III Schedule - Annual ,   Regulatory Capital Schedule - Annual
Macro Scenario - Annual FR Y-14A Macro Scenario - Annual
Counterparty Credit Risk (CCR) - Annual FR Y-14A CCR - Annual
Basel III/Dodd-Frank - Quarterly FR Y-14Q Basel III/Dodd-Frank Schedule - quarterly
Securities Risk - Quarterly FR Y-14Q Securities Risk - Quarterly
Wholesale Risk (CRE data) - Quarterly FR Y-14Q Wholesale Risk (CRE loans)
Retail Risk - Quarterly FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q, FR Y-14Q Retail schedule - International Auto ,   Retail schedule - International Card ,   Retail schedule - International Home Equity ,   Retail schedule - International Mortgage ,   Retail schedule - International Other Consumer ,   Retail schedule - International Small Business ,   Retail schedule - Student ,   Retail schedule - US Auto ,   Retail schedule - US Other Consumer ,   Retail schedule - US Small Business
Wholesale Risk (Corporate Loans) - Quarterly FR Y-14Q Wholesale Risk (Corporate loans)
Operational Risk - Quarterly FR Y-14Q Operational Risk Schedule - Quarterly
Domestic First Lien Closed-End 1-4 Family Residential Mortgage & Address Matching FR Y-14M, FR Y-14M 1st Lien Home Mortgage ,   Address Matching
Domestic Home Equity Residential Mortgage & Address Matching FR Y-14M, FR Y-14 Domestic Home Equity ,   Address Matching
Domestic Credit Card FR Y-14M Domestic Credit Cards

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,120 626 0 532 -38 0
Annual Time Burden (Hours) 607,589 553,629 0 55,100 -1,140 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
Yes
Changing Forms
The proposed revisions increased the total annual burden for this information collection by 53,960 hours, for a total of 607,589 hours. The overall net increase in burden was due to several factors. The burden decrease is twofold: (1) it decreased by 1,140 hours due to a reduction in reporting frequency of the Basel III/Dodd-Frank and Regulatory Capital Instruments schedules from quarterly to three times per years and (2) in response to revisions the burden decreased by 143,108 hours due to a reestimation of the estimated average hours per response of the Retail Risk schedule. The burden increase is due the addition of several new schedule: (1) the new quarterly Operational Risk schedule and (2) three new monthly Retail Risk collections.

$5,739,915
No
No
No
Yes
No
Uncollected
Michelle Shore 202 452-6461 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/29/2012


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