Animal Welfare

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form APHIS 7087 Animal Welfare Complaint Worksheet	Form	Unchanged	Repair queued
Form APHIS 7087 Animal Welfare (Individuals)	Form	Unchanged	Repair queued
Form APHIS 7087 Animal Welfare Complaint Worksheet	Form	Modified	Available
Form APHIS 7050 Environment Enhancement Program for Nonhuman Primates	Form	Modified	Available
Form APHIS 7041 Live Dog Import Health and Rabies Certificate	Form	Modified	Available
Form APHIS 7040B Additional Information for Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7040A Continuation of Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7040 Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7033 Notification of Change	Form	Modified	Available
Form APHIS 7032 Request for Voluntary License Termination or Registration Cancellation	Form	Modified	Available
Form APHIS 7031 Credit Card Payment Authorization	Form	Modified	Available
Form APHIS 7030 Federal Debt Collection Form	Form and Instruction	Modified	Available
Form APHIS 7023C Site Specific Annual Report of Research Facility	Form and Instruction	Modified	Available
Form APHIS 7023B Annual Report of Research Facility Column E Explanation	Form	Modified	Available
Form APHIS 7023A Continuation Sheet for Annual Report of Research Facility	Form	Modified	Repair queued
Form APHIS 7023 Annual Report of Research Facility	Form	Modified	Available
Form APHIS 7020A Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals	Form	Modified	Available
Form APHIS 7020 Record of Acquisition, Disposition or Transport of Animals	Form	Modified	Available
Form APHIS 7019 Record of Animals On Hand	Form	Modified	Available
Form APHIS 7013 Exercise Plan for Dogs	Form and Instruction	Modified	Repair queued
Form APHIS 7011A Application for New Registration	Form	Modified	Available
Form APHIS 7011 Application for Registration Update	Form	Modified	Available
Form APHIS 7010A Itinerary of Exhibition With Overnight Travel Continuation Sheet	Form and Instruction	Modified	Available
Form APHIS 7010 Itinerary of Exhibition With Overnight Travel	Form and Instruction	Modified	Available
Form APHIS 7008 Inspection Report	Form	Modified	Repair queued
Form APHIS 7006A Continuation Sheet for Record of Disposition of Dogs and Cats	Form	Modified	Available
Form APHIS 7006 Record of Disposition of Dogs and Cats	Form	Modified	Available
Form APHIS 7005 Record of Acquisition of Dogs and Cats On Hand	Form	Modified	Available
Form APHIS 7003A Application for New License	Form and Instruction	Modified	Repair queued
Form APHIS 7003 Application for License Renewal and Annual Report	Form and Instruction	Modified	Available
Form APHIS 7002 Program of Veterinary Care	Form	Modified	Available
Form APHIS 7001 U.S. Interstate and International Certificate of Health Examination for Small Animals	Form	Modified	Available
Form APHIS 7001 Animal Welfare (Private Sector)	Form	Modified	Repair queued
Form APHIS 7050 Environment Enhancement Program for Nonhuman Primates	Form	Modified	Available
Form APHIS 7041 Live Dog Import Health and Rabies Certificate	Form	Modified	Available
Form APHIS 7040B Additional Information for Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7040A Continuation of Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7040 Application and Permit to Import Live Dogs for Resale	Form	Modified	Available
Form APHIS 7033 Notification of Change	Form	Modified	Available
Form APHIS 7032 Request for Voluntary License Termination or Registration Cancellation	Form	Modified	Available
Form APHIS 7031 Credit Card Payment Authorization	Form	Modified	Repair queued
Form APHIS 7030 Federal Debt Collection Form	Form and Instruction	Modified	Repair queued
Form APHIS 7023C Site Specific Annual Report of Research Facility	Form and Instruction	Modified	Available
Form APHIS 7023B Annual Report of Research Facility Column E Explanation	Form	Modified	Available
Form APHIS 7023A Continuation Sheet for Annual Report of Research Facility	Form	Modified	Available
Form APHIS 7023 Annual Report of Research Facility	Form	Modified	Available
Form APHIS 7020A Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals	Form	Modified	Available
Form APHIS 7020 Record of Acquisition, Disposition or Transport of Animals	Form	Modified	Available
Form APHIS 7019 Record of Animals On Hand	Form	Modified	Available
Form APHIS 7013 Exercise Plan for Dogs	Form and Instruction	Modified	Available
Form APHIS 7011A Application for New Registration	Form	Modified	Available
Form APHIS 7011 Application for Registration Update	Form	Modified	Available
Form APHIS 7010A Itinerary of Exhibition With Overnight Travel Continuation Sheet	Form and Instruction	Modified	Available
Form APHIS 7010 Itinerary of Exhibition With Overnight Travel	Form and Instruction	Modified	Available
Form APHIS 7008 Inspection Report	Form	Modified	Available
Form APHIS 7006A Continuation Sheet for Record of Disposition of Dogs and Cats	Form	Modified	Available
Form APHIS 7006 Record of Disposition of Dogs and Cats	Form	Modified	Available
Form APHIS 7005 Record of Acquisition of Dogs and Cats On Hand	Form	Modified	Available
Form APHIS 7005 Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Missing upstream
Form APHIS 7003A Application for New License	Form and Instruction	Modified	Available
Form APHIS 7003 Application for License Renewal and Annual Report	Form and Instruction	Modified	Available
Form APHIS 7002 Program of Veterinary Care	Form	Modified	Available
Form APHIS 7001 U.S. Interstate and International Certificate of Health Examination for Small Animals	Form	Modified	Available
0036 NSC 2 Justification.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2021-02-05	Repair queued
0036 2020 NSC Justification.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2020-12-08	Repair queued
APHIS Form 7051 OCT 2018 Secure.pdf	Supplementary Document	Uploaded 2020-02-19	Repair queued
0579-0036 2018 APHIS 79 SECURE.pdf	Supplementary Document	Uploaded 2018-10-31	Repair queued
0579-0036 2018 APHIS 71 SECURE.pdf	Supplementary Document	Uploaded 2018-10-31	Repair queued
0579-0036 2018 SS (20200219).docx	Supporting Statement A	Uploaded 2020-02-19	Missing upstream
0579-0036 2018 60-day FRN.pdf	Supplementary Document	Uploaded 2018-10-29	Repair queued
APHIS Form 7092 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7090 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7089 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Missing upstream
APHIS Form 7088 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7086 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7085 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7084 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Available
APHIS Form 7083 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Missing upstream
APHIS Form 7082 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7081 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Available
APHIS Form 7080 OCT 2018 SECURE.pdf	Supplementary Document	Uploaded 2018-10-26	Repair queued
APHIS Form 7051 OCT 2018 Secure.pdf	Supplementary Document	Uploaded 2020-02-19	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
233697	Animal Welfare (Federal Government)		Unchanged
215910	Animal Welfare (Individuals)	Form	Unchanged	Animal Welfare Complaint Worksheet
215910	Animal Welfare (Individuals)	Form	Unchanged
2101	Animal Welfare (Private Sector)	Form	Modified	Animal Welfare Complaint Worksheet
2101	Animal Welfare (Private Sector)	Form	Modified	Environment Enhancement Program for Nonhuman Primates
2101	Animal Welfare (Private Sector)	Form	Modified	Live Dog Import Health and Rabies Certificate
2101	Animal Welfare (Private Sector)	Form	Modified	Additional Information for Application and Permit to Import Live Dogs for Resale
2101	Animal Welfare (Private Sector)	Form	Modified	Continuation of Application and Permit to Import Live Dogs for Resale
2101	Animal Welfare (Private Sector)	Form	Modified	Application and Permit to Import Live Dogs for Resale
2101	Animal Welfare (Private Sector)	Form	Modified	Notification of Change
2101	Animal Welfare (Private Sector)	Form	Modified	Request for Voluntary License Termination or Registration Cancellation
2101	Animal Welfare (Private Sector)	Form	Modified	Credit Card Payment Authorization
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Federal Debt Collection Form
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Site Specific Annual Report of Research Facility
2101	Animal Welfare (Private Sector)	Form	Modified	Annual Report of Research Facility Column E Explanation
2101	Animal Welfare (Private Sector)	Form	Modified	Continuation Sheet for Annual Report of Research Facility
2101	Animal Welfare (Private Sector)	Form	Modified	Annual Report of Research Facility
2101	Animal Welfare (Private Sector)	Form	Modified	Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals
2101	Animal Welfare (Private Sector)	Form	Modified	Record of Acquisition, Disposition or Transport of Animals
2101	Animal Welfare (Private Sector)	Form	Modified	Record of Animals On Hand
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Exercise Plan for Dogs
2101	Animal Welfare (Private Sector)	Form	Modified	Application for New Registration
2101	Animal Welfare (Private Sector)	Form	Modified	Application for Registration Update
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Itinerary of Exhibition With Overnight Travel Continuation Sheet
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Itinerary of Exhibition With Overnight Travel
2101	Animal Welfare (Private Sector)	Form	Modified	Inspection Report
2101	Animal Welfare (Private Sector)	Form	Modified	Continuation Sheet for Record of Disposition of Dogs and Cats
2101	Animal Welfare (Private Sector)	Form	Modified	Record of Disposition of Dogs and Cats
2101	Animal Welfare (Private Sector)	Form	Modified	Record of Acquisition of Dogs and Cats On Hand
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Application for New License
2101	Animal Welfare (Private Sector)	Form and Instruction	Modified	Application for License Renewal and Annual Report
2101	Animal Welfare (Private Sector)	Form	Modified	Program of Veterinary Care
2101	Animal Welfare (Private Sector)	Form	Modified	U.S. Interstate and International Certificate of Health Examination for Small Animals
2101	Animal Welfare (Private Sector)	Form	Modified
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Environment Enhancement Program for Nonhuman Primates
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Live Dog Import Health and Rabies Certificate
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Additional Information for Application and Permit to Import Live Dogs for Resale
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Continuation of Application and Permit to Import Live Dogs for Resale
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Application and Permit to Import Live Dogs for Resale
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Notification of Change
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Request for Voluntary License Termination or Registration Cancellation
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Credit Card Payment Authorization
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Federal Debt Collection Form
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Site Specific Annual Report of Research Facility
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Annual Report of Research Facility Column E Explanation
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Continuation Sheet for Annual Report of Research Facility
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Annual Report of Research Facility
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Record of Acquisition, Disposition or Transport of Animals
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Record of Animals On Hand
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Exercise Plan for Dogs
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Application for New Registration
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Application for Registration Update
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Itinerary of Exhibition With Overnight Travel Continuation Sheet
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Itinerary of Exhibition With Overnight Travel
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Inspection Report
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Continuation Sheet for Record of Disposition of Dogs and Cats
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Record of Disposition of Dogs and Cats
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Record of Acquisition of Dogs and Cats On Hand
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Application for New License
189492	Animal Welfare (State, Local, and Tribal Governments)	Form and Instruction	Modified	Application for License Renewal and Annual Report
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	Program of Veterinary Care
189492	Animal Welfare (State, Local, and Tribal Governments)	Form	Modified	U.S. Interstate and International Certificate of Health Examination for Small Animals

ICR Details

OMB Control No: 0579-0036	ICR Reference No: 202102-0579-002
Status: Historical Active	Previous ICR Reference No: 202012-0579-005
Agency/Subagency: USDA/APHIS	Agency Tracking No:
Title: Animal Welfare
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/16/2021
Retrieve Notice of Action (NOA)	Date Received in OIRA: 02/05/2021
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2023	02/28/2023	02/28/2023
Responses	1,164,585	0	1,164,585
Time Burden (Hours)	366,030	0	366,030
Cost Burden (Dollars)	0	0	0

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Abstract: The records and reports herein provide APHIS with the data necessary for the review and evaluation of program compliance by regulated facilities, and provide a workable enforcement system to carry out the requirements of the Animal Welfare Act (AWA).

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Authorizing Statute(s): US Code: 7 USC 2131 Name of Law: Animal Welfare Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 32260	07/12/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 54310	10/29/2018
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
Animal Welfare (Federal Government)
Animal Welfare (Individuals)	APHIS 7087	Animal Welfare Complaint Worksheet
Animal Welfare (Private Sector)	APHIS 7005, APHIS 7006, APHIS 7006A, APHIS 7008, APHIS 7010, APHIS 7010A, APHIS 7011, APHIS 7011A, APHIS 7013, APHIS 7019, APHIS 7020, APHIS 7020A, APHIS 7023, APHIS 7023A, APHIS 7023B, APHIS 7030, APHIS 7031, APHIS 7023C, APHIS 7001, APHIS 7002, APHIS 7003, APHIS 7003A, APHIS 7032, APHIS 7033, APHIS 7040, APHIS 7040A, APHIS 7040B, APHIS 7041, APHIS 7050, APHIS 7087	U.S. Interstate and International Certificate of Health Examination for Small Animals ,   Program of Veterinary Care ,   Application for License Renewal and Annual Report ,   Application for New License ,   Record of Acquisition of Dogs and Cats On Hand ,   Record of Disposition of Dogs and Cats ,   Continuation Sheet for Record of Disposition of Dogs and Cats ,   Inspection Report ,   Itinerary of Exhibition With Overnight Travel ,   Itinerary of Exhibition With Overnight Travel Continuation Sheet ,   Application for Registration Update ,   Application for New Registration ,   Exercise Plan for Dogs ,   Record of Animals On Hand ,   Record of Acquisition, Disposition or Transport of Animals ,   Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals ,   Annual Report of Research Facility ,   Continuation Sheet for Annual Report of Research Facility ,   Annual Report of Research Facility Column E Explanation ,   Site Specific Annual Report of Research Facility ,   Federal Debt Collection Form ,   Credit Card Payment Authorization ,   Request for Voluntary License Termination or Registration Cancellation ,   Notification of Change ,   Application and Permit to Import Live Dogs for Resale ,   Continuation of Application and Permit to Import Live Dogs for Resale ,   Additional Information for Application and Permit to Import Live Dogs for Resale ,   Live Dog Import Health and Rabies Certificate ,   Environment Enhancement Program for Nonhuman Primates ,   Animal Welfare Complaint Worksheet
Animal Welfare (State, Local, and Tribal Governments)	APHIS 7005, APHIS 7006, APHIS 7033, APHIS 7030, APHIS 7032, APHIS 7040, APHIS 7040B, APHIS 7003, APHIS 7040A, APHIS 7041, APHIS 7050, APHIS 7003A, APHIS 7010, APHIS 7011, APHIS 7011A, APHIS 7019, APHIS 7023A, APHIS 7023B, APHIS 7031, APHIS 7001, APHIS 7002, APHIS 7006A, APHIS 7008, APHIS 7010A, APHIS 7013, APHIS 7020, APHIS 7020A, APHIS 7023, APHIS 7023C	U.S. Interstate and International Certificate of Health Examination for Small Animals ,   Program of Veterinary Care ,   Application for License Renewal and Annual Report ,   Application for New License ,   Record of Acquisition of Dogs and Cats On Hand ,   Record of Disposition of Dogs and Cats ,   Continuation Sheet for Record of Disposition of Dogs and Cats ,   Inspection Report ,   Itinerary of Exhibition With Overnight Travel ,   Itinerary of Exhibition With Overnight Travel Continuation Sheet ,   Application for Registration Update ,   Application for New Registration ,   Exercise Plan for Dogs ,   Record of Animals On Hand ,   Record of Acquisition, Disposition or Transport of Animals ,   Continuation Sheet for Record of Acquisition, Disposition or Transport of Animals ,   Annual Report of Research Facility ,   Continuation Sheet for Annual Report of Research Facility ,   Annual Report of Research Facility Column E Explanation ,   Site Specific Annual Report of Research Facility ,   Federal Debt Collection Form ,   Credit Card Payment Authorization ,   Request for Voluntary License Termination or Registration Cancellation ,   Notification of Change ,   Application and Permit to Import Live Dogs for Resale ,   Continuation of Application and Permit to Import Live Dogs for Resale ,   Additional Information for Application and Permit to Import Live Dogs for Resale ,   Live Dog Import Health and Rabies Certificate ,   Environment Enhancement Program for Nonhuman Primates

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,164,585	1,164,585	0	0	0	0
Annual Time Burden (Hours)	366,030	366,030	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $14,530,440

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/05/2021

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