Information Collection

Recordkeeping FR Y-9ES

IC 239125 under ICR 202102-7100-010 · OMB 7100-0128.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0128 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
FRY9ES_20201231_i.pdf www.federalreserve.gov/apps/reportforms/default.aspx	Instruction
FRY9ES_20201231_i.pdf www.federalreserve.gov/apps/reportforms/default.aspx	Instruction
FR Y-9ES Financial Statements for Employee Stock Ownership Plan H FRY9ES_20201231_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx	Form
FR Y-9ES Financial Statements for Employee Stock Ownership Plan H FRY9ES_20201231_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx	Form

IC Title:

Recordkeeping FR Y-9ES

Agency IC Tracking Number:

FR Y-9ES

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR Y-9ES	Financial Statements for Employee Stock Ownership Plan Holding Companies	FRY9ES_20201231_f.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Instruction			FRY9ES_20201231_i.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 78

Number of Respondents for Small Entity: 58

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	78	78
Annual IC Time Burden (Hours)	39	39
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.