Form ID - EDGAR Password

Forms and Documents

Document Name	Status
Form SEC 2084 Form ID - EDGAR Password Form and Instruction	Modified
EDGAR Privacy Impact Assessment.pdf Supporting Statement B	2021-03-02
3235-0328 30 Day Notice.pdf Supplementary Document	2021-03-02
3235-0328 60 Day Notice.pdf Supplementary Document	2021-03-02
Form ID - Supporting Statement - 2.23.2021 (Sent to OIT).pdf Supporting Statement A	2021-03-02

IC Document Collections

IC ID	Document Title	Status
34859	Form ID - EDGAR Password Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0328	ICR Reference No: 202103-3235-001
Status: Received in OIRA	Previous ICR Reference No: 201903-3235-003
Agency/Subagency: SEC	Agency Tracking No: CF 270-291
Title: Form ID - EDGAR Password
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 03/02/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	05/31/2022
Responses	48,493	46,842
Time Burden (Hours)	7,274	7,026
Cost Burden (Dollars)	0	0

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Abstract: Form ID is used by respondents to apply for identification numbers and passwords used in conjunction with the EDGAR electronic filing system.

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Authorizing Statute(s): US Code: 15 USC 77d(a)(6), 77d-1, 77s, 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78c(h), 78j(b), 78o, Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78q 78w(a), 78mm Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: PL: Pub.L. 112 - 106 301 through 305 Name of Law: Jumpstart Our Business Startups Act
Statute at Large: 126 Stat. 306 Name of Statute: Jumpstart Our Business Startups Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 86599	12/30/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 12045	03/01/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form ID - EDGAR Password	SEC 2084	Form ID

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	48,493	46,842	0	1,651	0	0
Annual Time Burden (Hours)	7,274	7,026	0	248	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission may consider enhancing the EDGAR access process to require filers that already have identification numbers but do not have EDGAR access codes to submit a Form ID to obtain access codes to file on EDGAR

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/02/2021

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