FR_Y-14Q_Form_COVID_GMS_Draft

FR Y-14Q Schedule M.1 - Balances

DRAFT
In Domestic Offices
Column A
HFI at AC

1. Loans secured by real estate
a. Residential real estate (1-4 family)
(1) Closed-end first liens
(a) First mortgages..................................................................................
(b) First lien HELOANs.............................................................................
(2) Revolving and junior liens
(a) Junior lien HELOANs...........................................................................
(b) HELOCs...............................................................................................
b. Commercial real estate
(1) Construction and land development....................................................
(2) Multifamily real estate.........................................................................
(3) Nonfarm nonresidential
(a) Owner-occupied.................................................................................
(b) Non-owner-occupied.........................................................................
c. Secured by farmland.................................................................................
2. C&I Loans
a. Graded......................................................................................................
b. Small business..........................................................................................
(1) Paycheck Protection Program (PPP) loans…….........................................
c. SME cards and corporate cards................................................................
3. Credit Cards
a. Bank cards................................................................................................
b. Charge cards.............................................................................................
4. Other loans and leases
a. Auto loans.................................................................................................
b. Student loans............................................................................................
c. Non-purpose lending................................................................................
d. Auto leases...............................................................................................
e. Other consumer loans..............................................................................
f. Other consumer leases..............................................................................
5. Other commercial loans and leases
a. Loans to foreign governments..................................................................
b. Agricultural loans......................................................................................
c. Securities lending......................................................................................
d. Loans to financial institutions...................................................................
e. Other commercial loans...........................................................................
f. Other commercial leases...........................................................................
6. Purchased credit card relationships and nonmortgage servicing assets.....

In International Offices
Column B
HFS/FVO

Column C
HFI at AC

Column D
HFS/FVO

CALBP328
CALBP332

CALBP329
CALBP333

CALBP330
CALBP334

CALBP331
CALBP335

CALBP336
CALBP340

CALBP337
CALBP341

CALBP338
CALBP342

CALBP339
CALBP343

CALBP344
CALBP348

CALBP345
CALBP349

CALBP346
CALBP350

CALBP347
CALBP351

CALBP352
CALBP356
CALBP360

CALBP353
CALBP357
CALBP361

CALBP354
CALBP358
CALBP362

CALBP355
CALBP359
CALBP363

CALBP364
CALBP368
CALBLL62
CALBP880

CALBP365
CALBP376
CALBLL63
CALBP881

CALBP366
CALBP837
CALBLL64
CALBP883

CALBP367
CALBP876
CALBLL65
CALBP901

CALBP912
CALBR659

CALBP919
CALBR660

CALBR657
CALBR661

CALBR658
CALBR662

CALBR663
CALBR667
CALBR671
CALBR675
CALBR679
CALBR683

CALBR664
CALBR668
CALBR672
CALBR676
CALBR680
CALBR684

CALBR665
CALBR669
CALBR673
CALBR677
CALBR681
CALBR685

CALBR666
CALBR670
CALBR674
CALBR678
CALBR682
CALBR686

CALBR687
CALBR691
CALBR695
CALBR699
CALBR703
CALBR707
CALBLF14

CALBR688
CALBR692
CALBR696
CALBR700
CALBR704
CALBR708
CALBLF15

CALBR689
CALBR693
CALBR697
CALBR701
CALBR705
CALBR709
CALBLF16

CALBR690
CALBR694
CALBR698
CALBR702
CALBR706
CALBR710
CALBLF17

DRAFT
FR Y-14Q Schedule J – Retail Fair Value Option/Held for Sale (FVO/HFS): Table 2

Loan Vintage

(A)

(B)

Residential Loans in
Forward Contract

Residential Loans
(Repurchased with
FHA/VA Insurance)

Carrying Value ($MM)
(C)
(D)
(E)
Student Loans
Residential Loans Non-Residential Loans
(Not in
(Not in (A) or (B)) in Forward Contract
Forward
Contract)

Pre 2006
2007
…
Current Year
Total Fair Value
Loans
Notes:
1) FVO/HFS is defined as Fair Value Option/Held for Sale
2) The amount in Column I Row 8 in Table 2 should equal the totals summed in Column B Row 4 and Row 10 in Table 1

(F)
Credit Card
Loans (Not in
Forward
Contract)

(G)
Auto Loans
(Not in
Forward
Contract)

(H)
All Other NonResidential Loans
Not Included in (D),
(E), (F) or (G)

(I)

(J)

Total

Loss
Mitigation

DRAFT

FR Y-14Q Schedule B.1 Securites 1: Main Schedule

Security Description

1
2
3
4
5
6
7
8
9
10
11
12
13
14

15
16
17
18
19
20

Example
Example
Example
Example
Example
Example
Example
Example
Example
Example
Example
Example
Example
Example

Identifier Type
(CUSIP/ISIN/Other)
CQSCP082

Identifier Value
(CUSIP/ISIN)
CQSCP083

Private
Placement
(Y/N)
CQSCS370

Security
Description 1
CQSCP084

Agency MBS
Auction Rate Securities
CDO
CLO
CMBS
Common Stock (Equity)
Auto ABS
Credit Card ABS
Student Loan ABS
Other ABS (excl HEL ABS)
Corporate Bond
Domestic Non-Agency RMBS (incl HEL ABS)
Foreign RMBS
Municipal Bond

Security
Description 2
CQSCP085

Security
Description 3
CQSCP086

Exposure to Debt/Equity Security (USD Equivalent)
Current Face
Original Face
Amortized Cost Market Value
Value
Value
(USD
(USD
(USD
(USD
Equivalent)
Equivalent)
Equivalent)
Equivalent)
CQSCP087
CQSCP088
CQSCP089
CQSCP090

Amount of
Allowance for
Credit
Losses****
OTTI Taken***
CQSCP091
CQSCJH85

Writeoffs****
CQSCJH87

Accounting
Pricing
Intent
Date (e.g.,
(AFS, HTM)
Price
MM/DD/YYYY)
CQSCP092 CQSCHK21
CQSCP093

Book Yield*
CQSCP094

Purchase
Date**
CQSCP095

Currency
CQSCS371

Issuer Name

Issuer Name

Sector

Country
Sector
Money Market
Mutual Fund or NonMoney Market
Mutual Fund
Name of Fund
Issuer Name
Country ISO Code

Example
Mutual Fund
Example
Preferred Stock (Equity)
Example
Sovereign Bond
Example
US Treasuries & Agencies
Example
Covered Bond
Example
Other
* Book yield is the effective interest rate that would be used to determine credit losses on debt instruments for other-than-temporary impairment (OTTI) purposes. Please refer to ASC 320 (FAS 115) for any additional information.
** Purchase Date is the date on which the security was purchased or acquired.
*** OTTI Taken should only be reported by institutions that have not adopted ASU 2016-13.
**** Amount of Allowance for Credit Losses, Total Amortized Cost, Net of Allowance, and Writeoffs, should only be reported by institutions that have adopted ASU 2016-13.

Securities 1

COVID-19
Facility
CQSCLG30

DRAFT
FR Y-14Q Schedule K - Supplemental

1. Student Loans
2. Other Consumer
2a. Domestic
2b. International
3. First Lien
3a. Domestic
3b. International
4. Junior Lien
4a. Domestic
4b. International
5. Bank and Charge Cards
5a. Domestic
5b. International
6. Auto
6a. Domestic
6b. International
7. Commercial Real Estate
7a. Construction
7a.(1) Domestic
7a.(2) International
7b. Multifamily
7b.(1) Domestic
7b.(2) International
7c. NFNR - Non-owner occupied
7c.(1) Domestic
7c.(2) International
7.d NFNR - Owner occupied
7d.(1) Domestic
7d.(2) International
8. Loans Secured by Farmland
8a. Domestic
8b. International
9. Commercial and Industrial
9a. Graded
9b. Small Business
9b.(1) Domestic
9b.(2) International
10. Other Loans
10a. Graded Loans to Foreign Governments
10b. Graded Agricultural Loans
10c. Graded Loans to Depositories and Other Financial
10d. Other Graded Comercial Leases
10e. All Other Graded Loans
Not loan category specific

A. Outstanding
B. Cumulative
balance of whole Lifetime Gross
loans in immaterial Charge-offs*
portfolios***

C. Cumulative
Lifetime Purchase
Impairments and
Fair Value
Adjustments**

D. Outstanding
balance of loans
under $1M in
committed balance

D.1. Main Street
Loan Program New
Loan Facility loans
under $1M in
committed balance

D.2. Main Street
Loan Program
Expanded Loan
Facility loans under
$1M in committed
balance

D.3. Main Street
Loan Program
Priority Loan
Facility loans under
$1M in committed
balance

E. Outstanding
F. Scored loans
balance of
reported in
unplanned
BHCKF160
overdrafts
excluded per the
Corporate Loan FR
Y-14Q schedule
instructions

FR Y-14Q Schedule K - Supplemental

A. Outstanding
B. Cumulative
balance of whole Lifetime Gross
loans in immaterial Charge-offs*
portfolios***

C. Cumulative
Lifetime Purchase
Impairments and
Fair Value
Adjustments**

D. Outstanding
balance of loans
under $1M in
committed balance

D.1. Main Street
Loan Program New
Loan Facility loans
under $1M in
committed balance

D.2. Main Street
Loan Program
Expanded Loan
Facility loans under
$1M in committed
balance

* On loans reported in the FR Y-14Q retail schedule or the FR Y-14M
** Taken during the life of loans reported in the FR Y-14Q retail schedule or the FR Y-14M. Institutions that have adopted ASU 2016-13 do not need to complete Column C.
*** Column A should only include loans in whole portfolios deemed to be immaterial using the materiality threshold specified in the general instructions. C&I and CRE loans less than
$1M in committed balance should be reported in Column D.

D.3. Main Street
Loan Program
Priority Loan
Facility loans under
$1M in committed
balance

E. Outstanding
F. Scored loans
balance of
reported in
unplanned
BHCKF160
overdrafts
excluded per the
Corporate Loan FR
Y-14Q schedule
instructions