Clearance for Evaluation of Stakeholder Training Health Insurance Marketplace and Market Stabilization Programs (CMS-10598)

Forms and Documents

Document Name	Status
Form CMS-10598 Clearance for Evaluation of Stakeholder Training Health Insurance Marketplace and Market Stabilization Programs Form and Instruction	New
CMS-10598 - Supporting Statement PartB.docx Supporting Statement B	2021-04-28
CMS-10598 - Supporting Statement 30-dayx.docx Supporting Statement A	2021-04-28

IC Document Collections

IC ID	Document Title	Status
247049	Clearance for Evaluation of Stakeholder Training Health Insurance Marketplace and Market Stabilization Programs Form and Instruction	New

ICR Details

OMB Control No: 0938-1331	ICR Reference No: 202104-0938-015
Status: Received in OIRA	Previous ICR Reference No: 201610-0938-009
Agency/Subagency: HHS/CMS	Agency Tracking No:
Title: Clearance for Evaluation of Stakeholder Training Health Insurance Marketplace and Market Stabilization Programs (CMS-10598)
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 04/28/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	125,322	0
Time Burden (Hours)	31,331	0
Cost Burden (Dollars)	0	0

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Abstract: CMS is strongly committed to providing appropriate education and technical outreach to States, issuers, self-insured group health plans and third-party administrators (TPA) participating in the Marketplace and/or market stabilization programs mandated by the ACA. CMS continues to engage with stakeholders in the Marketplace to obtain input through Satisfaction Surveys following Stakeholder Training events. The survey results will help to determine stakeholders’ level of satisfaction with training's, identify any issues with training and technical assistance delivery, clarify stakeholders’ needs and preferences, and define best practices for training and technical assistance. Forms being utilized for the 2017 Stakeholder Events have already been developed. CMS will continue to modify, enhance and develop forms for future years based on feedback from Stakeholders.

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Authorizing Statute(s): PL: Pub.L. 111 - 148 2155 Name of Law: Patient Protection and Affordable Care Act
   PL: Pub.L. 103 - 352 6 Name of Law: Government Performance and Results Act (GPRA) Modernization Act of 2010
  

Citations for New Statutory Requirements: PL: Pub.L. 111 - 148 2155 Name of Law: Patient Protection and Affordable Care Act
PL: Pub.L. 111 - 352 6 Name of Law: Government Performance and Results Act (GPRA) Modernization Act of 2010

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 51721	08/21/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 21321	04/22/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Clearance for Evaluation of Stakeholder Training Health Insurance Marketplace and Market Stabilization Programs	CMS-10598, CMS-10598, CMS-10598	Stakeholder CBT Survey ,   Stakeholder Online Evaluation Survey ,   Stakeholder Onsite Evaluation Survey

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	125,322	0	0	0	12,410	112,912
Annual Time Burden (Hours)	31,331	0	0	0	3,103	28,228
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Burden hours have increased from 28,228 hours to 31,331 hours, which is based on the actual number of completed in-person and online evaluation surveys. The agency continues to assume an additional 20,000 burden hours for estimated future generic information collections.

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Annual Cost to Federal Government: $165,793

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Yes

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/28/2021

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