Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

OMB: 3235-0291

IC ID: 34784

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents 270-151
 
No Modified
 
Mandatory
 
17 CFR 240.17Ad-6 17 CFR 240.17Ad-7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

359 86
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 359 0 0 -23 0 382
Annual IC Time Burden (Hours) 179,500 0 0 -11,500 0 191,000
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy