Reports to SBA; Provisions of 13 CFR 120.472

Forms and Documents

Document Name	Status
3245-0077 _ Supervised Lender Reporting Regulatory Authorities_ 4-22-2021.docx Supplementary Document	2021-04-22
3245-0077_ STATUTORY AUTHORITIES_ 4-22-2021.docx Supplementary Document	2021-04-22
3245-0077 Supporting Statement 4-22-2021.docx Supporting Statement A	2021-04-22

IC Document Collections

IC ID	Document Title	Status
35628	Reports to SBA; Provisions of 13 CFR 120.472	Modified

ICR Details

OMB Control No: 3245-0077	ICR Reference No: 202104-3245-005
Status: Received in OIRA	Previous ICR Reference No: 201802-3245-001
Agency/Subagency: SBA	Agency Tracking No:
Title: Reports to SBA; Provisions of 13 CFR 120.472
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 04/22/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	04/30/2021
Responses	691	600
Time Burden (Hours)	1,012	624
Cost Burden (Dollars)	100,188	0

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Abstract: Small Business Lending Companies (SBLCs) and Non-Federally Regulated Lenders (NFRL'S) are generally non-depository lending institutions authorized by SBA primarily to make loans under section 7(a) of the Small Business Act. As sole regulator of these institutions, SBA requires them to submit audited financial statements annually as well as interim, quarterly financial statements and other reports to facilitate the Agency's oversight of these lenders.

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Authorizing Statute(s): US Code: 15 USC 650 Name of Law: Supervisory and Enforcement authority
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 71390	11/09/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 21430	04/21/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Reports to SBA; Provisions of 13 CFR 120.472

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	691	600	0	91	0	0
Annual Time Burden (Hours)	1,012	624	0	388	0	0
Annual Cost Burden (Dollars)	100,188	0	0	100,188	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Analysis has been updated to reflect current number of active CA lenders, SBLCs, and NFRLs. and increase in number of active CA Lenders since 2018.

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Annual Cost to Federal Government: $525,861

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/22/2021

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