Assessing Contractor Implementation of Cybersecurity Requirements

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
0750-0004 Supporting Statement 2021-03-25.docx	Supporting Statement A	Uploaded 2021-05-04	Repair queued
Encl 4 2019-D041 (i) DFARS Text.docx	Supplementary Document	Uploaded 2020-09-17	Available
Encl 1 0750-0004 Emergency Determination.docx	Supplementary Document	Uploaded 2020-09-17	Repair queued
Emergency Clearance Memo 20200916.pdf	Supplementary Document	Uploaded 2020-09-17	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
243651	High Assessment	Other-Clauses	Modified
243645	Medium Assessment	Other-Clauses	Modified
243644	Basic Assessment	Other-Clauses	Modified

ICR Details

OMB Control No: 0750-0004	ICR Reference No: 202105-0750-001
Status: Historical Active	Previous ICR Reference No: 202103-0750-002
Agency/Subagency: DOW/DARC	Agency Tracking No:
Title: Assessing Contractor Implementation of Cybersecurity Requirements
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/28/2021
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/06/2021
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2024	36 Months From Approved	06/30/2021
Responses	13,378	0	13,378
Time Burden (Hours)	57,601	0	57,601
Cost Burden (Dollars)	6,727,155	0	6,727,155

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Abstract: DoD has a requirement to collect information from offerors and contractors regarding the status of their implementation of implement the 110 system security requirements identified in the National Institute of Standards and Technology Special Publication (NIST SP) 800-171 on their information systems that process controlled unclassified information (CUI). This information is being collected through either a contractor’s submission of a Basic self-assessment in DoD’s Supplier Performance Risk System, or a Medium or High assessment of contractors conducted by DoD assessors. Results of a NIST SP 800-171 DoD Assessment reflect the net effect of NIST SP 800-171 security requirements not yet implemented by a contractor.

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Authorizing Statute(s): US Code: 41 USC 1303
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 70592	11/05/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 16706	03/31/2021
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Basic Assessment
High Assessment
Medium Assessment

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	13,378	13,378	0	0	0	0
Annual Time Burden (Hours)	57,601	57,601	0	0	0	0
Annual Cost Burden (Dollars)	6,727,155	6,727,155	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $9,536,160

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/06/2021

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