Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report

ICR 202105-7100-006

OMB: 7100-0134

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Form and Instruction
New
Form and Instruction
Modified
Form and Instruction
Modified
Justification for No Material/Nonsubstantive Change
2021-05-20
IC Document Collections
ICR Details
7100-0134 202105-7100-006
Historical Active 201805-7100-009
FRS FR 2081a; FR 2081b; FR 2081c
Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 05/20/2021
Retrieve Notice of Action (NOA) 05/20/2021
  Inventory as of this Action Requested Previously Approved
05/31/2021 05/31/2021 05/31/2021
1,402 0 1,955
9,495 0 12,136
0 0 0

Each of these forms is used by the Board to collect information in connection with certain filings by bank holding companies (BHCs), savings and loan holding companies (SLHCs), state member banks (SMBs), and associated individuals prior to proposed changes in the ownership or management of BHCs, SLHCs, and SMBs. The information collected by these forms assists the Board in fulfilling its statutory responsibilities as a supervisor. The information collected in the Interagency Notice of Change in Control (FR 2081a) is provided by persons seeking to acquire or retain control of a BHC, SLHC, or SMB pursuant to the Change in Bank Control Act (CBC Act) (12 U.S.C. § 1817(j)). The Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b) is submitted under certain circumstances, pursuant to section 914 of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA), by a BHC, SLHC, or SMB making changes to its board of directors or senior executive officers, or by the individual involved. The Interagency Biographical and Financial Report (FR 2081c) is a companion reporting form to the FR 2081a, FR 2081b, and other reporting forms, and is used to gather required information about the individuals involved in various applications and notices.

US Code: 12 USC 1817(j) Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1467a(b) and (g) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 248(a) Name of Law: Federal Reserve Act
   US Code: 12 USC 324 Name of Law: Federal Reserve Act
   US Code: 12 USC 1831(i) Name of Law: Financial Institutions Reform, Recovery and Enforcement Act of 1989
   US Code: 12 USC 1828(c) Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1842 Name of Law: Bank Holding Company Act of 1956
  
None

Not associated with rulemaking

  82 FR 45847 10/02/2017
83 FR 11521 03/15/2018
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,402 1,955 0 0 -553 0
Annual Time Burden (Hours) 9,495 12,136 0 0 -2,641 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The decrease in total annual burden hours reflects an update to the respondent count.

$767,200
No
    Yes
    Yes
No
No
No
No
Kaitlin Merritt 202 452-3752 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/20/2021


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