Information Collection Request
Rule 15g-3; Broker-Dealer Disclosure of Quotations and other Information Relating to the Penny Stock Market
ICR 202106-3235-010 · OMB 3235-0392 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0392 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0392 30 Day Notice.pdf |
Supplementary Document | Uploaded 2021-09-15 | Repair queued |
| 3235-0392 60 Day Notice.pdf |
Supplementary Document | Uploaded 2021-09-15 | Repair queued |
| DGL REVISED 2021 15g-3 justification.pdf |
Supporting Statement A | Uploaded 2021-06-15 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34983 |  Rule 15g-3; Broker-Dealer Disclosure of Quotations and other Information Relating to the Penny Stock Market |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0392 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201803-3235-017 |
| Agency Tracking No | TM-270-346 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |