30 Day Notice

Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act and Rule 19b–4(f)(6)(iii)
thereunder.
A proposed rule change filed under
Rule 19b–4(f)(6) 14 normally does not
become operative prior to 30 days after
the date of the filing. However, pursuant
to Rule 19b4(f)(6)(iii),15 the Commission
may designate a shorter time if such
action is consistent with the protection
of investors and the public interest. The
Exchange has asked the Commission to
waive the 30-day operative delay so that
the proposal may become operative
immediately upon filing.
The Commission believes that waiver
of the operative delay is consistent with
the protection of investors and the
public interest because it will allow the
rules discussed above to remain in effect
during the temporary period during
which the Trading Floor has not yet
been reopened in full to DMMs because
of health precautions related to the
Covid-19 pandemic. Accordingly, the
Commission hereby waives the 30-day
operative delay and designates the
proposal operative upon filing.16
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 17 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments

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Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
14 17

CFR 240.19b–4(f)(6).
CFR 240.19b–4(f)(6)(iii).
16 For purposes only of accelerating the operative
date of this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
17 15 U.S.C. 78s(b)(2)(B).
15 17

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Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSE–2021–46 on the subject line.
Paper Comments
• Send paper comments in triplicate
to: Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSE–2021–46. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSE–2021–46 and should
be submitted on or before September 24,
2021.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–19045 Filed 9–2–21; 8:45 am]
BILLING CODE 8011–01–P

18 17

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CFR 200.30–3(a)(12).

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49589

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–92525; File No. SR–FINRA–
2020–041]

Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Order Approving a
Proposed Rule Change, as Modified by
Amendment No. 1 and Amendment No.
2, To Adopt FINRA Rule 4111
(Restricted Firm Obligations) and
FINRA Rule 9561 (Procedures for
Regulating Activities Under Rule 4111)
July 30, 2021.

Correction
In notice document 2021–16671
appearing on page 42925 in the issue of
August 5, 2021, make the following
correction:
On page 42925, in the second column,
the file number is corrected to read as
set forth above.
[FR Doc. C1–2021–16671 Filed 9–2–21; 8:45 am]
BILLING CODE 0099–10–D

SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
Washington, DC 20549–2736
Extension:
Rule 15g–3; [SEC File No. 270–346, OMB
Control No. 3235–0392]

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the existing collection of
information provided for in Rule 15g–
3—Broker or dealer disclosure of
quotations and other information
relating to the penny stock market (17
CFR 240.15g–3) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).
Rule 15g–3 requires that brokers and
dealers disclose to customers current
quotation prices or similar market
information in connection with
transactions in penny stocks. The
purpose of the rule is to increase the
level of disclosure to investors
concerning penny stocks generally and
specific penny stock transactions.
The Commission estimates that
approximately 178 broker-dealers will
each spend an average of approximately

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Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices

87.0833333 hours annually to comply
with this rule. Thus, the total time
burden is approximately 15,501 hours
per year.
Rule 15g–3 contains record retention
requirements. Compliance with the rule
is mandatory. The required records are
available only to the examination staff
of the Commission and the self
regulatory organizations of which the
broker-dealer is a member.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–19028 Filed 9–2–21; 8:45 am]
BILLING CODE 8011–01–P

Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.

(Catalog of Federal Domestic Assistance
Number 59008)

A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW, Suite 6050,
Washington, DC 20416, (202) 205–6734.

James Rivera,
Associate Administrator for Disaster
Assistance.

FOR FURTHER INFORMATION CONTACT:

Notice is
hereby given that as a result of the
President’s major disaster declaration on
08/29/2021, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Parishes (Physical Damage and
Economic Injury Loans): Ascension,
Assumption, East Baton Rouge, East
Feliciana, Iberia, Iberville, Jefferson,
Lafourche, Livingston, Orleans,
Plaquemines, Pointe Coupee, Saint
Bernard, Saint Charles, Saint
Helena, Saint James, Saint Martin,
Saint Mary, Saint Tammany, St
John the Baptist, Tangipahoa,
Terrebonne, Washington, West
Baton Rouge, West Feliciana.
Contiguous Parishes/Counties
(Economic Injury Loans Only):
Louisiana: Avoyelles, Concordia,
Lafayette, Saint Landry, Vermilion.
Mississippi: Amite, Hancock, Marion,
Pearl River, Pike, Walthall,
Wilkinson.

SMALL BUSINESS ADMINISTRATION

Presidential Declaration of a Major
Disaster for the State of Louisiana
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:

This is a Notice of the
Presidential declaration of a major
disaster for the State of Louisiana
(FEMA–4611–DR), dated 08/29/2021.
Incident: Hurricane Ida.
Incident Period: 08/26/2021 and
continuing.

SUMMARY:

Issued on 08/29/2021.
Physical Loan Application Deadline
Date: 10/28/2021.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/31/2022.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and

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DATES:

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BILLING CODE 8026–03–P

SUPPLEMENTARY INFORMATION:

The Interest Rates are:
[Disaster Declaration #17121 and #17122;
Louisiana Disaster Number LA–00115]

[FR Doc. 2021–19094 Filed 9–2–21; 8:45 am]

Percent
For Physical Damage:
Homeowners with Credit Available Elsewhere ......................
Homeowners without Credit
Available Elsewhere ..............
Businesses with Credit Available Elsewhere ......................
Businesses without Credit
Available Elsewhere ..............
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere .....................................
For Economic Injury:
Businesses & Small Agricultural
Cooperatives without Credit
Available Elsewhere ..............
Non-Profit Organizations without Credit Available Elsewhere .....................................

3.125
1.563
5.710
2.855
2.000

2.000

2.855

2.000

The number assigned to this disaster
for physical damage is 17121 8 and for
economic injury is 17122 0.

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DEPARTMENT OF STATE
[Public Notice: 11525]

Notification of the Fourteenth CAFTA–
DR Environmental Affairs Council
Meeting
Department of State.
Notice of the fourteenth
Dominican Republic-Central AmericaUnited States Free Trade Agreement
(CAFTA–DR) Environmental Affairs
Council meeting and request for
comments.

AGENCY:
ACTION:

The Department of State and
the Office of the United States Trade
Representative are providing notice that
the parties to CAFTA–DR intend to hold
the fourteenth meeting of the
Environmental Affairs Council (the
Council) established under Chapter 17
(Environment Chapter) of that
agreement in a virtual meeting on
October 14, 2021, hosted by Costa Rica.
The Department of State and Office of
the United States Trade Representative
also invite written comments or
suggestions regarding topics to be
discussed at the Council meeting to be
submitted no later than September 23,
2021. When preparing comments, we
encourage submitters to refer to Chapter
17 of the CAFTA–DR and to the
CAFTA–DR Environmental Cooperation
Agreement (ECA) (documents available
at https://www.state.gov/key-topicsoffice-of-environmental-quality-andtransboundary-issues/current-tradeagreements-with-environmentalchapters/#cafta-dr and https://ustr.gov/
issue-areas/environment/bilateral-andregional-trade-agreements). Instructions
on how to submit comments are under
the heading ADDRESSES.
DATES: The public session of the
Council will be held on October 14,
2021, from 4:00 p.m. to 5:20 p.m. EDT.
Please contact Anel Gonzalez-Ruiz and
Sigrid Simpson to request a link to this
meeting. We request comments and
suggestions in writing no later than
September 23, 2021.
ADDRESSES: Written comments or
suggestions should be submitted to
both:
(1) Anel Gonzalez-Ruiz, U.S.
Department of State, Bureau of Oceans
and International Environmental and
SUMMARY:

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