Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets

Financial Statements for Holding Companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0128 can be found here:

Documents and Forms

Document Name Document Type
Form FR Y-9C Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets Form
FRY9C_20201231_i.pdf www.federalreserve.gov/apps/reportforms/default.aspx Instruction
FRY9C_20210331_f_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Form
FRY9C_20210331_i_GAAP_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Instruction
FRY9C_20210331_i_RegD_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Instruction
FR Y-9C Consolidated Financial Statements for Holding Companies FRY9C_20201231_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx Form

Information Collection (IC) Details

IC Title:	Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets	Agency IC Tracking Number:	FR Y-9C

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR Y-9C	Consolidated Financial Statements for Holding Companies	FRY9C_20201231_f.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Instruction			FRY9C_20201231_i.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Form			FRY9C_20210331_f_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Instruction			FRY9C_20210331_i_GAAP_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Instruction			FRY9C_20210331_i_RegD_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 124	Number of Respondents for Small Entity: 4

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	496	0	496
Annual IC Time Burden (Hours)	17,717	64	17,653
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.