Information Collection

Form 1-U

IC 212633 under ICR 202108-3235-012 · OMB 3235-0722.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0722 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2915 Form 1-U	Form and Instruction
SEC 2915 Form 1-U form1-u.09-30-2021.pdf www.sec.gov/files/form1-u.pdf	Form and Instruction
SEC 2915 Form 1-U form1-u.09-30-2021.pdf www.sec.gov/files/form1-u.pdf	Form and Instruction

IC Title:

Form 1-U

Agency IC Tracking Number:

CF 270-660

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.93

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2915	Form 1-U	form1-u.09-30-2021.pdf	https://www.sec.gov/files/form1-u.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 144

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	144	144
Annual IC Time Burden (Hours)	612	612
Annual IC Cost Burden (Dollars)	43,200	43,200

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.