Form S-3 60 Day Federal Register Notice

Form S-3 60 Day FR Notice.pdf

Form S-3 - Registration Statement

Form S-3 60 Day Federal Register Notice

OMB: 3235-0073

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23774

Federal Register / Vol. 86, No. 84 / Tuesday, May 4, 2021 / Notices

to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: April 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09349 Filed 5–3–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–334, OMB Control No.
3235–0380]

Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.

khammond on DSKJM1Z7X2PROD with NOTICES

Extension:
Form F–10.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form F–10 (17 CFR 239.40) is a
registration statement under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) that may be used by a foreign
private issuer that: Is incorporated or
organized in Canada; has been subject
to, and in compliance with, Canadian
reporting requirements for at least 12
months; and has an aggregate market
value of common stock held by nonaffiliates of at least $75 million. The
purpose of this information collection is
to permit verification of compliance
with securities law requirements and
assure the public availability of such
information. We estimate that Form F–
10 takes 28.98 hours per response and
is filed by 77 respondents. We further
estimate that 25% of the 28.98 hours per
response (7.25 hours) is prepared by the

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17:13 May 03, 2021

Jkt 253001

issuer for an annual reporting burden of
558 hours (7.25 hours per response × 77
responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: April 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09351 Filed 5–3–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–058, OMB Control No.
3235–0065]

Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.

BILLING CODE 8011–01–P

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.

Frm 00105

Dated: April 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09350 Filed 5–3–21; 8:45 am]

Extension:
Form S–1.

PO 00000

Form S–1 (17 CFR 239.11) is used by
domestic issuers who are not eligible to
use other forms to register a public
offering of their securities under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.). The information collected is
intended to ensure that the information
required to be filed by the Commission
permits verification of compliance with
securities law requirements and assures
the public availability of such
information. Form S–1 takes
approximately 653.5436 hours per
response and is filed by approximately
894 respondents. We estimate that 25%
of the 653.5436 hours per response
(163.3859 hours) is prepared by the
registrant for a total annual reporting
burden of 146,067 hours (163.3859
hours per response × 894 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].

Fmt 4703

Sfmt 4703

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–61, OMB Control No.
3235–0073]

Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange

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Federal Register / Vol. 86, No. 84 / Tuesday, May 4, 2021 / Notices

khammond on DSKJM1Z7X2PROD with NOTICES

Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.

SECURITIES AND EXCHANGE
COMMISSION

Extension:
Form S–3.

[SEC File No. 270–610, OMB Control
No.3235–0707]

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form S–3 (17 CFR 239.13) is a short
form registration statement used by
domestic issuers to register a public
offering of their securities under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.). Form S–3 takes approximately
467.4192 hours per response and is filed
by approximately 1,647 issuers
annually. We estimate that 25% of the
467.4195 hours per response (116.8548
hours) is prepared by the issuer for a
total annual reporting burden of 192,460
hours (116.8548 hours per response ×
1,647 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].

Proposed Collection; Comment
Request

Dated April 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09347 Filed 5–3–21; 8:45 am]
BILLING CODE 8011–01–P

VerDate Sep<11>2014

17:13 May 03, 2021

Jkt 253001

Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Form SF–1.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form SF–1 (17 CFR 239.44) is the
registration statement for non-shelf
issuers of assets-backed securities
register a public offering of their
securities under the Securities Act of
1933 (15 U.S.C. 77a et seq.). The
information collected is intended to
ensure that the information required to
be filed by the Commission permits
verification of compliance with
securities law requirements and assures
the public availability of such
information in the asset-backed
securities market. Form SF–1 takes
approximately 1,384 hours per response
and is filed by approximately 6
respondents. We estimate that 25% of
the 1,384 hours per response (346
hours) is prepared by the registrant for
a total annual reporting burden of 2,076
hours (346 hours per response × 6
responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.

PO 00000

Frm 00106

Fmt 4703

Sfmt 4703

23775

An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: April 29, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09352 Filed 5–3–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–91697; File No. SR–CBOE–
2021–026]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Renew Its
Nonstandard Expirations Pilot
Program Until November 1, 2021
April 28, 2021.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 16,
2021, Cboe Exchange, Inc. (the
‘‘Exchange’’ or ‘‘Cboe Options’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A)(iii) of
the Act 3 and Rule 19b–4(f)(6)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to renew
an existing pilot program until
November 1, 2021. The text of the
proposed rule change is provided
below.
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17

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