OMB control number

Form S-3 - Registration Statement

OMB 3235-0073 · SEC.

OMB 3235-0073

The Securities Act of 1933 (“Securities Act”) was designed to prevent misrepresentation, deceit and other fraudulent acts and practices in the sale of securities. Section 5 of the Securities Act requires that a registration statement be filed before any security is publicly offered, and that the registration statement be effective before any security is sold. Section 7 of the Securities Act and Schedule A outlines the information that must be contained in a registration statement. Section 7 gives the Commission the authority to vary such disclosure for various classes of issuers and securities. The Commission has used its statutory authority to develop a number of specialized registration statement forms that tailor disclosure requirements based on the type of offering, issuer, or other parameters, thereby eliminating burdensome and unnecessary requirements while maintaining investor protection. Form S-3 (17 CFR 239.13) is a short-form securities registration statement that is available to issuers that meet certain registrant and transaction eligibility requirements under the form. The purpose of the information collection is to provide disclosure of material financial and other information with which investors may evaluate the merits of securities in order to make investment decisions.

The latest form for Form S-3 - Registration Statement expires 2029-02-28 and is listed under ICR 202508-3235-006.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0073: Form S-3 filings .

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC 1379 Form S-3 - Registration StatementForm and Instruction
Registered Offering Reform.Supporting Statement.Final.pdfSupporting Statement A
March 6, 2025.EDGAR PIA.pdfSupplementary Document
Form S-3 - Registration Statement Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202606-3235-011 Revision of a currently approved collection 2026-07-22
202508-3235-006 Extension without change of a currently approved collection 2025-12-03 Approved without change
202305-3235-010 Revision of a currently approved collection 2023-06-02 Approved without change
202303-3235-010 Revision of a currently approved collection 2023-03-13 Approved without change
202206-3235-021 Revision of a currently approved collection 2022-06-30 Approved without change
202202-3235-028 Extension without change of a currently approved collection 2022-05-12 Approved without change
202201-3235-033 Revision of a currently approved collection 2022-01-31 Comment filed on proposed rule and continue
202111-3235-013 Revision of a currently approved collection 2021-12-02 Approved without change
202108-3235-020 Extension without change of a currently approved collection 2021-09-03 Approved without change
202102-3235-001 Revision of a currently approved collection 2021-02-03 Approved without change
202007-3235-005 Revision of a currently approved collection 2020-07-22 Comment filed on proposed rule and continue
202004-3235-013 Revision of a currently approved collection 2020-04-17 Comment filed on proposed rule and continue
201911-3235-025 Revision of a currently approved collection 2019-12-05 Approved without change
201905-3235-024 Revision of a currently approved collection 2019-06-03 Approved without change
201903-3235-027 Revision of a currently approved collection 2019-04-02 Comment filed on proposed rule and continue
201810-3235-007 Revision of a currently approved collection 2018-10-04 Comment filed on proposed rule and continue
201809-3235-014 Revision of a currently approved collection 2018-09-17 Approved with change
201808-3235-025 Revision of a currently approved collection 2018-08-30 Improperly submitted and continue
201805-3235-031 Revision of a currently approved collection 2018-06-05 Approved without change
201803-3235-008 Extension without change of a currently approved collection 2018-03-23 Approved without change
201610-3235-030 Revision of a currently approved collection 2017-01-06 Comment filed on proposed rule and continue
201410-3235-005 Revision of a currently approved collection 2014-10-22 Approved without change
201111-3235-031 Revision of a currently approved collection 2011-11-22 Comment filed on proposed rule and continue
201108-3235-005 Revision of a currently approved collection 2011-08-12 Approved without change
201106-3235-006 Revision of a currently approved collection 2011-06-16 Comment filed on proposed rule and continue
201104-3235-012 Revision of a currently approved collection 2011-04-15 Approved with change
201103-3235-002 Extension without change of a currently approved collection 2011-03-08 Approved without change
201009-3235-019 Revision of a currently approved collection 2010-09-24 Preapproved
201005-3235-015 Revision of a currently approved collection 2010-05-19 Preapproved
200802-3235-019 Revision of a currently approved collection 2008-02-27 Approved without change
200708-3235-006 Revision of a currently approved collection 2007-08-03 Preapproved
200503-3235-006 Revision of a currently approved collection 2005-03-21 Approved without change
200407-3235-015 Revision of a currently approved collection 2004-07-08 Approved without change
200405-3235-002 Revision of a currently approved collection 2004-05-03 Approved without change
200105-3235-002 Revision of a currently approved collection 2001-05-04 Approved without change
199803-3235-011 Revision of a currently approved collection 1998-03-20 Approved without change
199610-3235-018 Revision of a currently approved collection 1996-10-24 Approved without change
199607-3235-022 No material or nonsubstantive change to a currently approved collection 1996-07-16 Approved without change
199605-3235-006 Revision of a currently approved collection 1996-05-15 Approved without change
199507-3235-008 Revision of a currently approved collection 1995-07-20 Approved without change
199503-3235-013 Revision of a currently approved collection 1995-03-23 Approved without change
199411-3235-002 Revision of a currently approved collection 1994-11-07 Approved without change
199302-3235-010 Revision of a currently approved collection 1993-02-24 Approved without change
199210-3235-013 Revision of a currently approved collection 1992-10-22 Approved without change
199207-3235-011 Revision of a currently approved collection 1992-07-29 Approved without change
199106-3235-002 Extension without change of a currently approved collection 1991-06-07 Approved without change
198807-3235-003 Revision of a currently approved collection 1988-07-05 Approved without change
198609-3235-027 No material or nonsubstantive change to a currently approved collection 1986-09-26 Approved with change
198508-3235-028 Revision of a currently approved collection 1985-08-09 Approved without change
198407-3235-022 No material or nonsubstantive change to a currently approved collection 1984-07-17 Approved with change
198308-3235-022 No material or nonsubstantive change to a currently approved collection 1983-08-16 Approved with change
198209-3235-004 Revision of a currently approved collection 1982-09-01 Approved without change
198108-3235-021 New collection (Request for a new OMB Control Number) 1981-08-12 Approved without change