Pre-approval
contingent upon no substantive changes to this collection after
adoption of the final rule. Otherwise this collection should be
re-submitted to OMB for review.
Inventory as of this Action
Requested
Previously Approved
09/30/2013
36 Months From Approved
04/30/2011
2,065
0
2,065
237,259
0
236,959
284,710,500
0
284,350,500
Form S-3 under the Securities Act is
the short form registration statement used by domestic issuers to
register offerings of their securities.
The proposed amendments in
Release No. 33-9070 would require disclosure regarding credit
ratings used in connection with a registered offering. The increase
in the burden associated with Form S-3 is necessary in order to
provide investors with a more meaningful and comprehensive
understanding of credit ratings, which should help investors make
more informed investment decisions. The proposal would result in an
increase of 300 burden hours and an increase in the cost burden of
$360,000 for services of outside professionals. For a more detailed
discussion, please refer to the supporting statement.
$50,000
No
No
No
Uncollected
No
Uncollected
Blair Petrillo 202
551-3430
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.