Regulation BTR

ICR 202110-3235-008

OMB: 3235-0579

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2021-10-25
Supplementary Document
2021-10-25
Supplementary Document
2021-10-25
IC Document Collections
IC ID
Document
Title
Status
35433
Unchanged
ICR Details
3235-0579 202110-3235-008
Received in OIRA 201807-3235-005
SEC CF 270-521
Regulation BTR
Extension without change of a currently approved collection   No
Regular 10/27/2021
  Requested Previously Approved
36 Months From Approved 10/31/2021
6,150 6,150
2,357 2,357
253,000 253,000

Regulation BTR contains rules clarifying the operation of Section 306(a) of the Sarbanes-Oxley Act of 2002.

US Code: 15 USC 7244(a)(6) Name of Law: Sarbanes-Oxley Act of 2002
   US Code: 15 USC 78c, 78m, 78n, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 7244(a), 7244(a)(1) Name of Law: Sarbanes-Oxley Act of 2002
  
None

Not associated with rulemaking

  86 FR 44445 08/12/2021
86 FR 58970 10/25/2021
No

1
IC Title Form No. Form Name
Regulation BTR

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,150 6,150 0 0 0 0
Annual Time Burden (Hours) 2,357 2,357 0 0 0 0
Annual Cost Burden (Dollars) 253,000 253,000 0 0 0 0
No
No

$103,479,690
No
    No
    No
No
No
No
No
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/2021


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