Form SEC 2860 SEC 2860 Form ABS-15G

Rule 15Ga-2 and Form ABS-15G

formabs-15g.10-31-2021

Form ABS-15G annual reporting burden

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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3235-0675
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October 31, 2021
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FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:
____ Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period

_________________ to ________________
Date of Report (Date of earliest event reported)______________________
Commission File Number of securitizer: ____________________
Central Index Key Number of securitizer: ___________________
______________________________________________________________________
Name and telephone number, including area code, of the person to
contact in connection with this filing.
Indicate by check mark whether the securitizer has no activity to report for the initial period
pursuant to Rule 15Ga-1(c)(1) [ ]
Indicate by check mark whether the securitizer has no activity to report for the quarterly
period pursuant to Rule 15Ga-1(c)(2)(i) [ ]
Indicate by check mark whether the securitizer has no activity to report for the annual period
pursuant to Rule 15Ga-1(c)(2)(ii) [ ]
__ Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)
Central Index Key Number of depositor: _______________________
_________________________________________________________
(Exact name of issuing entity as specified in its charter)
Central Index Key Number of issuing entity (if applicable): ____________
Central Index Key Number of underwriter (if applicable): ____________
_______________________________________________________________
Name and telephone number, including area code, of the person to
contact in connection with this filing
SEC 2860 (6-15) Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently valid
OMB control number.

GENERAL INSTRUCTIONS
A. Rule as to Use of Form ABS-15G.
This form shall be used to comply with the requirements of Rule 15Ga-1 under the Exchange Act
(17 CFR 240.15Ga-1) and Rule 15Ga-2 (17 CFR 240.15Ga-2) under the Exchange Act.
B. Events to be Reported and Time for Filing of Reports.
Forms filed under Rule 15Ga-1. In accordance with Rule 15Ga-1, file the information required by
Part I in accordance with Item 1.01, Item 1.02, or Item 1.03, as applicable. If the filing deadline for
the information occurs on a Saturday, Sunday or holiday on which the Commission is not open for
business, then the filing deadline shall be the first business day thereafter.
Forms furnished under Rule 15Ga-2. In accordance with Rule 15Ga-2, furnish the
information required by Part II no later than five business days prior to the first sale of securities
in the offering.
C. Preparation of Report.
This form is not to be used as a blank form to be filled in, but only as a guide in the preparation of
the report on paper meeting the requirements of Rule 12b-12 (17 CFR 240.12b-12). The report shall
contain the number and caption of the applicable item, but the text of such item may be omitted, provided the answers thereto are prepared in the manner specified in Rule 12b-13 (17 CFR 240.12b-13).
All items that are not required to be answered in a particular report may be omitted and no reference
thereto need be made in the report. All instructions should also be omitted.
D. Signature and Filing of Report.
1. Forms filed under Rule 15Ga-1. Any form filed for the purpose of meeting the requirements in Rule 15Ga-1 must be signed by the senior officer in charge of securitization of the securitizer.
2. Forms furnished under Rule 15Ga-2. Any form furnished for the purpose of meeting the
requirements in Rule 15Ga-2 must be signed by a senior officer in charge of securitization of the depositor if information required by Item 2.01 is required to be provided and must be signed by a duly
authorized officer of the underwriter if information required by Item 2.02 is required to be provided.
3. Copies of report. If paper filing is permitted, three complete copies of the report shall be
filed with, or furnished to, the Commission, as applicable.

INFORMATION TO BE INCLUDED IN THE REPORT
PART 1: REPRESENTATION AND WARRANTY INFORMATION
Item 1.01 Initial Filing of Rule 15Ga-1 Representations and Warranties Disclosure
Provide the disclosures required by Rule 15Ga-1 (17 CFR 240.15Ga-1) according to the filing requirements of Rule 15Ga-1(c)(1).
Item 1.02 Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure
Provide the disclosures required by Rule 15Ga-1 (17 CFR 240.15Ga-1) according to the filing requirements of Rule 15Ga-1(c)(2).
Item 1.03 Notice of Termination of Duty to File Reports under Rule 15Ga-1
If a securitizer terminates its reporting obligation pursuant to Rule 15Ga-1(c)(3), provide the date of
the last payment on the last asset-backed security outstanding that was issued by or issued by an affiliate of the securitizer.
PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE
REPORTS
Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by
the Issuer
Provide the disclosures required by Rule 15Ga-2 (17 CFR 240.15Ga-2) for any third-party
due diligence report obtained by the issuer.
Item 2.02 Findings and Conclusions of a Third-Party Due Diligence Report Obtained by
the Underwriter
Provide the disclosures required by Rule 15Ga-2 (17 CFR 240.15Ga-2) for any third-party
due diligence report obtained by the underwriter.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
__________________________________________ (Securitizer, Depositor or Underwriter)
Date _________________________________________________
______________________________________________________ (Signature)*
*Print

name and title of the signing officer under his signature.


File Typeapplication/pdf
File TitleForm ABS-15G
SubjectSEC 2860, Date: 2018-10-25
AuthorU.S. Securities and Exchange Commission
File Modified2018-10-25
File Created2014-01-23

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