Federal Register 30 Day Notice

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Federal Register / Vol. 86, No. 203 / Monday, October 25, 2021 / Notices

recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: October 19, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–23155 Filed 10–22–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–620, OMB Control No.
3235–0675]

Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

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Extension:
Rule 15Ga–2 and Form ABS–15G

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 15Ga–2 and Form ABS–15G (17
CFR 249.1400) is used for reports of
information required under Rule 15Ga–
1 and Rule 15Ga–2 (17 CFR 240.15Ga–
1) (17 CFR 240.15Ga–2) of the Exchange
Act of 1934 (‘‘Exchange Act’’). Exchange
Act Rule 15Ga–1 requires asset-backed
securitizers to provide disclosure
regarding fulfilled an unfulfilled
repurchase requests with respect to
asset-backed securities. The purpose of
the information collected on Form ABS–
15G is to implement the disclosure
requirements of Section 943 of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act to provide
information regarding the use of
representations and warranties in the
asset-backed securities markets. Rule
15Ga–1 had a one-time reporting
requirement that expired on February
14, 2012. We estimate that
approximately 1,343 securitizers will
file Form ABS–15G annually at
estimated (19.307 hours) burden hours
per response. In addition, we estimate
that 75% of the 19.307 hours per

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response (14.48 hours) is carried
internally by the securitizers for a total
annual reporting burden of 19,447 hours
(14.48 hours per response × 1,343
responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].

(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:

Dated: October 19, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.

[FR Doc. 2021–23295 Filed 10–21–21; 11:15 am]

[FR Doc. 2021–23154 Filed 10–22–21; 8:45 am]

SECURITIES AND EXCHANGE
COMMISSION

SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
2:00 p.m. on Thursday,
October 28, 2021.
PLACE: The meeting will be held via
remote means and/or at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),

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At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
Dated: October 21, 2021.
Vanessa A. Countryman,
Secretary.
BILLING CODE 8011–01–P

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TIME AND DATE:

Institution and settlement of injunctive
actions;
Institution and settlement of administrative
proceedings;
Resolution of litigation claims; and
Other matters relating to examinations and
enforcement proceedings.

[SEC File No. 270–521, OMB Control No.
3235–0579]

Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Regulation BTR

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Regulation Blackout Trade Restriction
(‘‘Regulation BTR’’) (17 CFR 245.100–
245.104) clarifies the scope and
application of Section 306(a) of the
Sarbanes-Oxley Act of 2002 (‘‘Act’’) (15
U.S.C. 7244(a)). Section 306(a)(6) [15
U.S.C. 7244(a)(6)] of the Act requires an
issuer to provide timely notice to its
directors and executive officers and to
the Commission of the imposition of a
blackout period that would trigger the
statutory trading prohibition of Section

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Federal Register / Vol. 86, No. 203 / Monday, October 25, 2021 / Notices
306(a)(1) [15 U.S.C. 7244(a)(1)]. Section
306(a) of the Act prohibits any director
or executive officer of an issuer of any
equity security, directly or indirectly,
from purchasing, selling or otherwise
acquiring or transferring any equity
security of that issuer during any
blackout period with respect to such
equity security, if the director or
executive officer acquired the equity
security in connection with his or her
service or employment. Approximately
1,230 issuers file Regulation BTR
notices approximately 5 times a year for
a total of 6,150 responses. We estimate
that it takes approximately 2 hours to
prepare the blackout notice for a total
annual burden of 2,460 hours. The
issuer prepares 75% of the 2,460 annual
burden hours for a total reporting
burden of (1,230 × 2 × 0.75) 1,845 hours.
In addition, we estimate that an issuer
distributes a notice to five directors and
executive officers at an estimated 5
minutes per notice (1,230 blackout
period × 5 notices × 5 minutes) for a
total reporting burden of 512 hours. The
combined annual reporting burden is
(1,845 hours + 512 hours) 2,357 hours.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: October 19, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–23153 Filed 10–22–21; 8:45 am]
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58971

SECURITIES AND EXCHANGE
COMMISSION

Washington, DC 20549, or by sending an
email to: [email protected].

[SEC File No. 270–126, OMB Control No.
3235–0287]

Dated: October 19, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.

Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Form 4

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Under the Exchange Act of 1934 (15
U.S.C. 78a et seq.) every person who is
directly or indirectly the beneficial
owner of more than 10 percent of any
class of any equity security (other than
an exempted security) which registered
under Section 12 of the Exchange Act
(15 U.S.C. 78l), or who is a director or
any officer of the issuer of such security
(collectively ‘‘insider’’), must file a
statement with the Commission
reporting their ownership. Form 4 is a
statement to disclose changes in an
insider’s ownership of securities. The
information is used for the purpose of
disclosing the equity holdings of
insiders of reporting companies.
Approximately 338,207 insiders file
Form 4 annually and it takes
approximately 0.5 hours to prepare for
a total of 169,104 annual burden hours
(0.5 hours per response × 338,207
responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,

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[FR Doc. 2021–23150 Filed 10–22–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–827, OMB: 3235–xxxx]

Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: U.S. Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
New ICR:
OASB Generic Clearance Request

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this new collection of
information to the Office of
Management and Budget for extension
and approval.
The Commission’s Office of the
Advocate for Small Business Capital
Formation (‘‘Office’’) seeks to collect
feedback from small businesses and
their investors to understand better the
population that it is serving and their
role in the small business ecosystem.
The proposed collection of information
will help ensure that the Office’s
outreach efforts and communication
materials and other program initiatives
are effective and responsive to customer
needs. More specifically, the Office will
seek the following four categories of
information: (i) Demographic
information about program participants,
(ii) feedback on the Office’s outreach
and educational materials, (iii) capital
formation-related questions, and (iv)
issues and challenges faced by small
businesses and their investors. This
feedback will allow the Office to tailor
its outreach efforts and communication
materials to serve its customers more
effectively. Collecting feedback will also
allow the Office to understand better its
target audience and improve outreach
events and educational materials by
optimizing their content and delivery,
while strategizing how best to deploy
the Office’s resources to address issues
and challenges faced by its customers.
Feedback collected under this generic
clearance will provide useful

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