Request for a Medical Exemption to the COVID-19 Vaccination Requirement Form

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 1320.13 Request for Medical Exemption to the COIVD-19 Vaccination Requirement Form	Form	New	Missing upstream
Emergency Letter DOT Medical Exception Form__.docx	Supplementary Document	Uploaded 2021-11-23	Repair queued
Request for Medical Exemption to COVID-19 Vaccination Form.pdf	Supplementary Document	Uploaded 2021-11-23	Repair queued
Supporting Statement Part A _Emergency_ Request for Medical Exemption Form_112321.pdf	Supporting Statement A	Uploaded 2021-11-23	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
250528	Request for Medical Exemption to the COIVD-19 Vaccination Requirement Form	Form	New

ICR Details

OMB Control No:	ICR Reference No: 202111-2105-001
Status: Received in OIRA	Previous ICR Reference No:
Agency/Subagency: DOT/OST	Agency Tracking No:
Title: Request for a Medical Exemption to the COVID-19 Vaccination Requirement Form
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Emergency	Approval Requested By: 11/24/2021
Date Submitted to OIRA: 11/23/2021

table that charts list comparision

	Requested	Previously Approved
Expiration Date	04/30/2022
Responses	4,000	0
Time Burden (Hours)	8,000	0
Cost Burden (Dollars)	2,320	0

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Abstract: Consistent with Executive Order 14043, of September 9, 2021, “Requiring Coronavirus Disease 2019 Vaccination for Federal Employees”, and included within the Safer Federal Workforce Task Force Guidance mandating all Federal employees be vaccinated by November 22, 2021, the Department of Transportation (DOT) has established specific safety protocols for individuals fully vaccinated and not fully vaccinated against coronavirus disease 2019 (COVID-19). Individuals who are not fully vaccinated against COVID-19 by November 22, 2021, or who choose not to provide this information will be required to comply with applicable OMB. OPM and DOT guidance for individuals not fully vaccinated against COVID-19, including wearing masks regardless of the transmission rate in a given area, physical distancing, regular screening testing, and adhering to applicable travel requirements. DOT civilian employees may request an exception on the basis of a medical condition or circumstance or a sincerely held religious belief, practice or observance. Exceptions will be granted in limited circumstances and only where legally required.

Emergency Justfication: Because of the nature of the public health emergency and the urgent need for the Department to have all Federal employees vaccinated, except those approved under a medical or religious exemption, it is impracticable for DOT to consult in advance with interested agencies and members of the public in order to minimize the burden of the collection of information pursuant to 5 C.F.R. 1320.13(c). Therefore, DOT requests a 180-day emergency clearance to obtain the information required in DD Form 3176, "Request for a Medical Exemption or Delay to the COVID-19 Vaccination Requirement"

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Request for Medical Exemption to the COIVD-19 Vaccination Requirement Form	1320.13	Request for Medical Exemption for the COIV-19 Vaccination Requirements Form

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ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,000	0	0	4,000	0	0
Annual Time Burden (Hours)	8,000	0	0	8,000	0	0
Annual Cost Burden (Dollars)	2,320	0	0	2,320	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection for an emergency processing request for the Request for Medical Exemption to COVID-19 Vaccination Requirement Form.

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Annual Cost to Federal Government: $247,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/23/2021

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