Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets

Financial Statements for Holding Companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0128 can be found here:

Documents and Forms

Document Name Document Type
Form FR Y-9C Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets Form
FRY9C_20201231_i.pdf www.federalreserve.gov/apps/reportforms/default.aspx Instruction
FRY9C_20210331_f_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Form
FRY9C_20210331_i_GAAP_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Instruction
FRY9C_20210331_i_RegD_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Instruction
FR Y-9C Consolidated Financial Statements for Holding Companies FRY9C_20201231_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx Form

Information Collection (IC) Details

IC Title:	Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets	Agency IC Tracking Number:	FR Y-9C

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR Y-9C	Consolidated Financial Statements for Holding Companies	FRY9C_20201231_f.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Instruction			FRY9C_20201231_i.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Form			FRY9C_20210331_f_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Instruction			FRY9C_20210331_i_GAAP_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable
Other-Draft Instruction			FRY9C_20210331_i_RegD_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 221	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	884	12	872
Annual IC Time Burden (Hours)	39,709	539	39,170
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.