NCUA Call Report

Forms and Documents

Document Name	Status
Form NCUA 5300 NCUA Call Report Form and Instruction	Modified
Final_SS_Call Report-CCULR_Emergency_3133-0004.docx Supporting Statement A	2022-01-11
Final_Emergency Justification Memo_Call Report CCULR_011022-signed.pdf Supplementary Document	2022-01-11
Final Rule_CCULR_86FR72784_23DEC2021.pdf Supplementary Document	2022-01-10

IC Document Collections

IC ID	Document Title	Status
32672	NCUA Call Report Form and Instruction	Modified

ICR Details

OMB Control No: 3133-0004	ICR Reference No: 202201-3133-001
Status: Received in OIRA	Previous ICR Reference No: 202109-3133-001
Agency/Subagency: NCUA	Agency Tracking No: E&I; CCULR
Title: NCUA Call Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Emergency	Approval Requested By: 01/14/2022
Date Submitted to OIRA: 01/11/2022

	Requested	Previously Approved
Expiration Date	6 Months From Approved	01/31/2025
Responses	20,388	20,388
Time Burden (Hours)	81,552	81,552
Cost Burden (Dollars)	0	0

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Abstract: Sections 106 and 202 of the Federal Credit Union Act require federally insured credit unions (FICUs) to make financial reports to the NCUA. Section 741.6 of the NCUA Rules and Regulations requires all FICUs to submit a Call Report (NCUA Form 5300) quarterly. Financial information collected through the Call Report is essential to NCUA supervision of federal credit unions. This information also facilitates NCUA monitoring of other credit unions with share accounts insured by the National Credit Union Share Insurance Fund (NCUSIF).

Emergency Justfication: Pursuant to the Office of Management and Budget (OMB) procedures established at 5 CFR 1320.13, the National Credit Union Administration (NCUA) requests emergency processing for the NCUA Call Report (Form 5300) information collection request, revising OMB control number 3133-0004, to capture changes necessitated by the promulgation of a recent final rulemaking. The NCUA Board approved Final Rule, Capital Adequacy: The Complex Credit Union Leverage Ratio; Risk-Based Capital, on December 16, 2021, which was published in the Federal Register on December 23, 2021, at 86 FR 72784, with an effective date January 1, 2022. Because of the effective date of this rule and the advance time needed by the NCUA to incorporate updates to the online reporting system prior to the March 2022 Call Report cycle and to provide the reporting system changes to the NCUA’s federally insured credit unions (FICUs) in a timely manner, we are submitting these changes for emergency consideration. The Call Report collects financial and statistical information and is vital to the NCUA’s supervision and off-site monitoring of its FICUs and to safeguard the National Credit Union Administration’s Share Insurance Fund. Given the inability to seek public comment during such a short timeframe, the NCUA requests a waiver from the requirement to publish a notice in the Federal Register seeking public comment during the period of OMB review. To avoid any substantial delay, the NCUA will publish a separate notice and seek public comment on the revision to the information collection requirement currently covered by OMB control number 3133-0004, NCUA Call Report.

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Authorizing Statute(s): US Code: 12 USC 1756 Name of Law: Reports and examinations
   US Code: 12 USC 1782 Name of Law: Administration of insurance fund
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
NCUA Call Report	NCUA 5300, Schedule H, Form 5300	NCUA Call Report ,   Schedule H - Complex Credit Union Leverage Ratio (CCULR)

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	20,388	20,388	0	0	0	0
Annual Time Burden (Hours)	81,552	81,552	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $2,952,108

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/11/2022

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