30 Day Notice

3235-0021.pdf

Rule 6a-3 Supplemental Material to be Filed by Exchanges

30 Day Notice

OMB: 3235-0021

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Federal Register / Vol. 87, No. 64 / Monday, April 4, 2022 / Notices
and development programs to advance
sustainable chemistry practice in the
United States. Comments are also
requested on how the definition of
‘‘sustainable chemistry’’ relates to the
common usage of ‘‘green chemistry’’
and whether these terms should be
synonymous, exclusive,
complementary, or if one should be
incorporated into the other.
2. Technologies that would benefit
from Federal attention to move society
toward more sustainable chemistry:
What technologies/sectors stand to
benefit most from progress in
sustainable chemistry or require
prioritized investment? Why? What
mature technology areas, if any, should
be lower priority?
3. Fundamental research areas: What
fundamental and emerging research
areas require increased attention,
investment, and/or priority focus to
support innovation toward sustainable
chemistry (e.g., catalysis, separations,
toxicity, biodegradation,
thermodynamics, kinetics, life-cycle
analysis, market forces, public
awareness, tax credits, etc.). What
Federal research area might you regard
as mature/robustly covered, or which
Federal programs would benefit from
increased prioritization?
Ancillary topics regarding the
definition:
4. Potential outcome and output
metrics based on the definition of
sustainable chemistry: What outcomes
and output metrics will provide OSTP
the ability to prioritize initiatives and
measure their success? How does one
determine the effectiveness of the
definition of sustainable chemistry?
What are the quantitative features
characteristic of sustainable chemistry?
5. Financial and economic
considerations for advancing
sustainable chemistry: How are
financial and economic factors
considered (e.g., competitiveness,
externalized costs), assessed (e.g.,
economic models, full life cycle
management tools) and implemented
(e.g., economic infrastructure).
6. Policy considerations for advancing
sustainable chemistry: What changes in
policy could the Federal government
make to improve and/or promote
sustainable chemistry?
7. Investment considerations when
prioritizing Federal initiatives for study:
What issues, consequences, and
priorities are not necessarily covered
under the definition of sustainable
chemistry, but should be considered
when investing in initiatives? Public
Law 114–329, discussed in the
background section above, includes the

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phrase: ‘‘support viable long-term
solutions to a significant number of
challenges’’. OSTP expects the final
definition of sustainable chemistry to
strongly consider resource conservation
and other environmentally focused
issues. For example, national security,
jobs, funding models, partnership
models, critical industries, and
environmental justice considerations
may all incur consequences from
implementation of sustainable
chemistry initiatives such as
dematerialization, or the reduction of
quantities of materials needed to serve
and economic function.
Dated: March 30, 2022.
Stacy Murphy,
Operations Manager.
[FR Doc. 2022–07043 Filed 4–1–22; 8:45 am]
BILLING CODE 3270–F2–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–015, OMB Control No.
3235–0021]

Submission for OMB Review;
Comment Request; Extension: Rule
6a–3
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information provided for in Rule 6a–3
(17 CFR 240.6a–3) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Act’’).
Section 6 of the Act sets out a
framework for the registration and
regulation of national securities
exchanges. Under Rule 6a–3, one of the
rules that implements Section 6, a
national securities exchange (or an
exchange exempted from registration
based on limited trading volume) must
provide certain supplemental
information to the Commission,
including any material (including
notices, circulars, bulletins, lists, and
periodicals) issued or made generally
available to members of, or participants
or subscribers to, the exchange. Rule 6a–
3 also requires the exchanges to file
monthly reports that set forth the

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volume and aggregate dollar amount of
certain securities sold on the exchange
each month. The information required
to be filed with the Commission
pursuant to Rule 6a–3 is designed to
enable the Commission to carry out its
statutorily mandated oversight functions
and to ensure that registered and
exempt exchanges continue to be in
compliance with the Act.
The Commission estimates that each
respondent makes approximately 12
such filings on an annual basis. Each
response takes approximately 0.5 hours.
In addition, respondents incur shipping
costs of approximately $20 per
submission. Currently, 24 respondents
(24 national securities exchanges) are
subject to the collection of information
requirements of Rule 6a–3. The
Commission estimates that the total
burden for all respondents is 144 hours
and $5,760 per year.
Compliance with Rule 6a–3 is
mandatory for registered and exempt
exchanges. Information received in
response to Rule 6a–3 shall not be kept
confidential; the information collected
is public information. As set forth in
Rule 17a–1 (17 CFR 240.17a–1) under
the Act, a national securities exchange
is required to retain records of the
collection of information for at least five
years.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov.
Find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the search
function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: March 30, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–07060 Filed 4–1–22; 8:45 am]
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