60 Day Notice

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C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 30 and Rule
19b–4(f)(6) thereunder.31
A proposed rule change filed
pursuant to Rule 19b–4(f)(6) under the
Act normally does not become operative
for 30 days after the date of its filing.
However, Rule 19b–4(f)(6)(iii) 32 permits
the Commission to designate a shorter
time if such action is consistent with the
protection of investors and the public
interest. The Exchange has requested
that the Commission waive the 30-day
operative delay so that the proposal may
become operative immediately upon
filing. The Exchange notes that the
Commission has approved and noticed
for immediate effectiveness proposed
rule changes to permit listing and
trading on the Exchange of Active Proxy
Portfolio Shares similar to the Fund.33
The proposed listing rule for the Fund
raises no novel legal or regulatory
issues. Thus, the Commission believes
that waiver of the 30-day operative
delay is consistent with the protection
of investors and the public interest.
Accordingly, the Commission hereby
waives the 30-day operative delay and
designates the proposed rule change
operative upon filing.34
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
30 15

U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule
19b–4(f)(6)(iii) requires a self-regulatory
organization to give the Commission written notice
of its intent to file the proposed rule change, along
with a brief description and text of the proposed
rule change, at least five business days prior to the
date of filing of the proposed rule change, or such
shorter time as designated by the Commission. The
Exchange has satisfied this requirement.
32 17 CFR 240.19b–4(f)(6)(iii).
33 See supra notes 9 and 10.
34 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).

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temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number
SR–NYSEArca–2022–14 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to: Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEArca–2022–14. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2022–14 and

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should be submitted on or before April
18, 2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.35
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–06385 Filed 3–25–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–536, OMB Control No.
3235–0596]

Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 204A–1

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collections of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget for
extension and approval.
The title for the collection of
information is ‘‘Rule 204A–1 (17 CFR
275.204A–1) under the Investment
Advisers Act of 1940’’ (15 U.S.C. 80b–
1 et seq.). Rule 204A–1 (the ‘‘Code of
Ethics Rule’’) requires investment
advisers registered with the Commission
to (i) set forth standards of conduct
expected of advisory personnel
(including compliance with the federal
securities laws); (ii) safeguard material
nonpublic information about client
transactions; and (iii) require the
adviser’s ‘‘access persons’’ to report
their personal securities transactions,
including transactions in any mutual
fund managed by the adviser. The Code
of Ethics Rule requires access persons to
obtain the adviser’s approval before
investing in an initial public offering or
private placement. The Code of Ethics
Rule also requires prompt reporting, to
the adviser’s chief compliance officer or
another person designated in the code of
ethics, of any violations of the code.
Finally, the Code of Ethics Rule requires
the adviser to provide each supervised
person with a copy of the code and any
amendments, and require the
35 17

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CFR 200.30–3(a)(12).

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Federal Register / Vol. 87, No. 59 / Monday, March 28, 2022 / Notices
supervised persons to acknowledge, in
writing, their receipt of these copies.
The purposes of the information
collection requirements are to: (i)
Ensure that advisers maintain codes of
ethics applicable to their supervised
persons; (ii) provide advisers with
information about the personal
securities transactions of their access
persons for purposes of monitoring such
transactions; (iii) provide advisory
clients with information with which to
evaluate advisers’ codes of ethics; and
(iv) assist the Commission’s
examination staff in assessing the
adequacy of advisers’ codes of ethics
and assessing personal trading activity
by advisers’ supervised persons.
The respondents to this information
collection are investment advisers
registered with the Commission. The
Commission has estimated that
compliance with rule 204A–1 imposes a
burden of approximately 87 hours per
adviser annually for an estimated total
annual burden of 1,275,659 hours.
An agency may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication by May 27, 2022.
Please direct your written comments
to David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O John
Pezzullo, 100 F Street NE, Washington,
DC 20549; or send an email to: PRA_
[email protected].
Dated: March 23, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, the Securities and
Exchange Commission will hold an
Open Meeting on Wednesday, March
30, 2022 at 11:30 a.m.
PLACE: The meeting will be webcast on
the Commission’s website at
www.sec.gov.
STATUS: This meeting will begin at 11:30
a.m. (ET) and will be open to the public
via webcast on the Commission’s
website at www.sec.gov.
MATTERS TO BE CONSIDERED: 1. The
Commission will consider whether to
propose amendments regarding special
purpose acquisition companies, shell
companies, the use of projections in
Commission filings and a rule
addressing the status of special purpose
acquisition companies under the
Investment Company Act of 1940.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
TIME AND DATE:

(Authority: 5 U.S.C. 552b.)
Dated: March 23, 2022.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2022–06533 Filed 3–24–22; 11:15 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94484; File No. SR–CBOE–
2021–071]

March 22, 2022.

I. Introduction
On December 15, 2021, Cboe
Exchange, Inc. (‘‘Exchange’’ or ‘‘CBOE’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and

[FR Doc. 2022–06421 Filed 3–25–22; 8:45 am]
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Rule 19b–4 thereunder,2 a proposed rule
change to adopt a new forty-five-minute
trading session that will operate after
the close of the Regular Trading Hours
session. The proposed rule change was
published for comment in the Federal
Register on December 23, 2021.3 On
January 12, 2022, the Commission
designated a longer period for
Commission action on the proposed rule
change, until March 23, 2022.4 On
February 14, 2022, the Exchange filed
Amendment No. 1 to the proposed rule
change, which replaced and superseded
the proposed rule change.5 On March 4,
2022, the Exchange filed Amendment
No. 2 to the proposed rule change,
which replaced and superseded the
proposed rule change.6 The Commission
has received no comment letters on the
proposal. The Commission is publishing
this notice to solicit comments on the
proposed rule change, as modified by
Amendment No. 2, from interested
persons and is approving the proposed
rule change, as modified by Amendment
No. 2, on an accelerated basis.
II. The Exchange’s Description of the
Proposed Rule Change, as Modified by
Amendment No. 2
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
2 17

CFR 240.19b–4.
Securities Exchange Act Release No. 93819
(December 23, 2021), 86 FR 73038 (‘‘Notice’’).
4 See Securities Exchange Act Release No. 94082,
87 FR 5878 (January 27, 2022).
5 On March 4, 2022, the Exchange withdrew
Amendment No. 1 to the proposed rule change.
6 In Amendment No. 2, the Exchange revised the
proposal to: (i) Reflect recently adopted CBOE rules
relating a modified trading schedule for U.S.
domestic holidays, held order instructions, and a
new domestic holiday; (ii) provide additional
description of several aspects of the proposal,
including the impact of the modified trading
schedule for U.S. domestic holidays on the
proposed Curb session and notifications relating to
catastrophic error reviews; and (iii) make technical
and conforming changes. The Exchange also further
discussed why it is appropriate to resume trading
during GTH and Curb after a trading halt and
clarified the application of CBOE Rule 5.22 during
Curb. Amendment No. 2 is available on the
Commission’s website at: https://www.sec.gov/
comments/sr-cboe-2021-071/srcboe202107120118875-271696.pdf.
3 See

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing of
Amendment No. 2 and Order Granting
Accelerated Approval of a Proposed
Rule Change, as Modified by
Amendment No. 2, To Adopt a New
Trading Session That Will Operate
After the Close of the Regular Trading
Hours Session

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U.S.C. 78s(b)(1).

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