Form S-1 Registration Statement

ICR 202201-3235-017

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
Supplementary Document
IC Document Collections
34231 Modified
ICR Details
3235-0065 202201-3235-017
Received in OIRA 202111-3235-012
SEC CF-270-058
Form S-1 Registration Statement
Revision of a currently approved collection   No
Regular 02/01/2022
  Requested Previously Approved
36 Months From Approved 11/30/2024
898 898
146,343 146,062
179,252,843 178,916,043

Form S-1 under the Securities Act is used by issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24, 80a-29, 80a-37 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 78w(a), 78ll Name of Law: Securities Exchange Act of 1934

3235-AL96 Proposed rulemaking 84 FR 71580 12/27/2019


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 898 898 0 0 0 0
Annual Time Burden (Hours) 146,343 146,062 0 281 0 0
Annual Cost Burden (Dollars) 179,252,843 178,916,043 0 336,800 0 0
Changing Regulations
The proposed rule amendments would modernize filing fee disclosure and payment methods. The proposed amendments would revise most fee-bearing forms, schedules, statements, and related rules to require each fee table and accompanying disclosure to include all required information for fee calculation in a structured format using Inline XBRL. The proposed amendments also would add the option for fee payment via ACH and eliminate the option for fee payment via paper checks and money orders. Finally, the proposed amendments also would make other fee-related revisions. The Commission anticipates that the amendments would, in the aggregate, increase the burdens and costs on affected entities due to changes in fee calculation disclosure requirements and the new requirement to structure fee-related information. For purposes of the PRA, the Commission estimates that, for Form S-1, the proposed amendments would result in an increase of 281 burden hours and an increase in the cost burden of $336,800 for the services of outside professionals.

Mark Green 202 942-2910 [email protected]


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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