60 Day Notice

Federal Register / Vol. 87, No. 25 / Monday, February 7, 2022 / Notices
All submissions should refer to File
Number SR–NASDAQ–2022–010. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NASDAQ–2022–010 and
should be submitted on or before
February 28, 2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–02427 Filed 2–4–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–440, OMB Control No.
3235–0496]

jspears on DSK121TN23PROD with NOTICES1

Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Appendix F to Rule 15c3–1
14 17

CFR 200.30–3(a)(12).

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Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Appendix F to Rule
15c3–1 (‘‘Appendix F’’ or ‘‘Rule 15c3–
1f’’) (17 CFR 240.15c3–1f) under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
The Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Appendix F applies to certain
members of a class of broker-dealers
known as over-the-counter (‘‘OTC’’)
derivatives dealers. Exchange Act Rule
15c3–1 is the Commission’s net capital
rule for broker-dealers.1 Under
Appendix F, an OTC derivatives dealer
that is not a security-based swap dealer
may apply to the Commission for
authorization to compute net capital
charges for market and credit risk in
accordance with Appendix F in lieu of
computing securities haircuts under
paragraph (c)(2)(vi) of Exchange Act
Rule 15c3–1.2
At present, three OTC derivatives
dealers have been approved to use
Appendix F. No additional OTC
derivatives dealers have applied to use
Appendix F, and the staff does not
expect that any additional OTC
derivatives dealers will apply to use
Appendix F during the next three years.
The Commission estimates that the
three approved OTC derivatives dealers
will spend an average of approximately
1,000 hours each per year reporting
information concerning their value-atrisk (‘‘VAR’’) models and internal risk
management systems, for a total annual
burden of approximately 3,000 hours.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
1 17 CFR 240.15c3–1. An OTC derivatives dealer
that is also registered as a security-based swap
dealer is subject to the net capital provisions of
Exchange Act Rule 18a–1 (17 CFR 240.18a–1).
2 An OTC derivatives dealer that is also registered
as a security-based swap dealer may apply to the
Commission for authorization to compute
deductions for market and credit risk using models
under paragraph (d) of Rule 18a–1.

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of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
[email protected].
Dated: February 2, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–02505 Filed 2–4–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34 94118; File No. SR–ISE–
2022–03]

Self-Regulatory Organizations; Nasdaq
ISE, LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Update the Obvious
Error Rule
February 2, 2022.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
26, 2022, Nasdaq ISE, LLC (‘‘ISE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Options 3, Section 20 (Nullification and
Adjustment of Options Transactions
including Obvious Errors).
The text of the proposed rule change
is available on the Exchange’s website at
https://listingcenter.nasdaq.com/
rulebook/ise/rules, at the principal
office of the Exchange, and at the
Commission’s Public Reference Room.
1 15
2 17

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U.S.C. 78s(b)(1).
CFR 240.19b–4.

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