Information Collection Request
Rule 15c3-1f (Appendix F to Rule 15c3-1), Optional Market and Credit Risk Requirements for OTC Derivatives Dealers
ICR 202501-3235-030 · OMB 3235-0496 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 2025 04 10_90 FR 15380_3235-0496_30-Day Submission Notice.pdf.pdf |
Supplementary Document | Uploaded 2025-04-10 | Repair queued |
| Supporting Statement_Rule 15c3-1f (Appendix F) 2025.pdf |
Supporting Statement A | Uploaded 2025-04-07 | Repair queued |
| 2025 02 04_90 FR 8960_3235-0496_60-Day Collection Notice.pdf |
Supplementary Document | Uploaded 2025-02-04 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35250 |  Rule 15c3-1f (Appendix F to Rule 15c3-1), Existing Dealer Maintenance |
Modified | ||
| 219412 | Rule 15c3-1f (Appendix F to Rule 15c3-1) New Registrant Maintenance |
Unchanged | ||
| 205042 | Rule 15c3-1f (Appendix F to Rule 15c3-1) New Registrant Start-up |
Unchanged |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0496 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202201-3235-021 |
| Agency Tracking No | TM |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |