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Rule 15c3-1f (Appendix F to Rule 15c3-1), Optional Market and Credit Risk Requirements for OTC Derivatives Dealers
ICR 202501-3235-030
OMB: 3235-0496
Federal Form Document
OMB.report
SEC
OMB 3235-0496
ICR 202501-3235-030
( )
Forms and Documents
Document
Name
Status
2025 04 10_90 FR 15380_3235-0496_30-Day Submission Notice.pdf.pdf
Supplementary Document
2025-04-10
Supporting Statement_Rule 15c3-1f (Appendix F) 2025.pdf
Supporting Statement A
2025-04-07
2025 02 04_90 FR 8960_3235-0496_60-Day Collection Notice.pdf
Supplementary Document
2025-02-04
IC Document Collections
IC ID
Document
Title
Status
35250
Rule 15c3-1f (Appendix F to Rule 15c3-1), Existing Dealer Maintenance
Modified
219412
Rule 15c3-1f (Appendix F to Rule 15c3-1) New Registrant Maintenance
Unchanged
205042
Rule 15c3-1f (Appendix F to Rule 15c3-1) New Registrant Start-up
Unchanged
ICR Details
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