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Federal Register / Vol. 90, No. 68 / Thursday, April 10, 2025 / Notices
change, the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
lotter on DSK11XQN23PROD with NOTICES1
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
CboeEDGX–2025–027 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–CboeEDGX–2025–027. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
VerDate Sep<11>2014
16:18 Apr 09, 2025
Jkt 265001
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–CboeEDGX–2025–027 and should be
submitted on or before May 1, 2025.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Vanessa A. Countryman,
Secretary.
[FR Doc. 2025–06114 Filed 4–9–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0496]
Submission for OMB Review;
Comment Request; Extension:
Appendix F to Rule 15c3–1
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Appendix F to Rule
15c3–1 (‘‘Appendix F’’ or ‘‘Rule 15c3–
1f’’) (17 CFR 240.15c3–1f) under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Appendix F applies to certain
members of a class of broker-dealers
known as over-the-counter (‘‘OTC’’)
derivatives dealers. Exchange Act Rule
15c3–1 is the Commission’s net capital
rule for broker-dealers.1 Under
Appendix F, an OTC derivatives dealer
that is not a security-based swap dealer
may apply to the Commission for
authorization to compute net capital
charges for market and credit risk in
accordance with Appendix F in lieu of
computing securities haircuts under
paragraph (c)(2)(vi) of Exchange Act
Rule 15c3–1.2
At present, two OTC derivatives
dealers have been approved to use
Appendix F. No additional OTC
derivatives dealers have applied to use
8 17
CFR 200.30–3(a)(12).
CFR 240.15c3–1. An OTC derivatives dealer
that is also registered as a security-based swap
dealer is subject to the net capital provisions of
Exchange Act Rule 18a–1 (17 CFR 240.18a–1).
2 An OTC derivatives dealer that is also registered
as a security-based swap dealer may apply to the
Commission for authorization to compute
deductions for market and credit risk using models
under paragraph (d) of Rule 18a–1.
1 17
PO 00000
Frm 00054
Fmt 4703
Sfmt 4703
Appendix F, and the staff does not
expect that any additional OTC
derivatives dealers will apply to use
Appendix F during the next three years.
The Commission estimates that the two
approved OTC derivatives dealers will
spend an average of approximately
1,000 hours each per year reporting
information concerning their value-atrisk (‘‘VAR’’) models and internal risk
management systems, for a total annual
burden of approximately 2,000 hours.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202501-3235-030
or send an email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice by May
12, 2025.
Dated: April 7, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–06128 Filed 4–9–25; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[License No. 04/04–0332]
KLH Capital Fund III, L.P.; Surrender of
License of Small Business Investment
Company
Pursuant to the authority granted to
the United States Small Business
Administration under Section 309 of the
Small Business Investment Act of 1958,
as amended, and 13 CFR 107.1900 of the
Code of Federal Regulations to function
as a small business investment company
under the Small Business Investment
Company license number 04/04–0332
issued to KLH Capital Fund III, L.P.,
E:\FR\FM\10APN1.SGM
10APN1
File Type | application/pdf |
File Modified | 2025-04-09 |
File Created | 2025-04-10 |