Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

ICR 202201-3235-025

OMB: 3235-0059

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2022-01-31
Supplementary Document
2022-01-31
IC Document Collections
ICR Details
3235-0059 202201-3235-025
Received in OIRA 202104-3235-017
SEC CF 270-056
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)
Revision of a currently approved collection   No
Regular 01/31/2022
  Requested Previously Approved
36 Months From Approved 07/31/2024
6,369 6,369
777,930 777,590
103,723,912 103,678,712

Schedule 14A is filed by issuers of securities registered under Section 12 of the Securities Exchange Act of 1934 in connection with solicitation of a proxy.

US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24, 80a-29, 80a-37 Name of Law: Investment Company Act of 1940
  
None

3235-AL96 Proposed rulemaking 84 FR 71580 12/27/2019

No

1
IC Title Form No. Form Name
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,369 6,369 0 0 0 0
Annual Time Burden (Hours) 777,930 777,590 0 340 0 0
Annual Cost Burden (Dollars) 103,723,912 103,678,712 0 45,200 0 0
Yes
Changing Regulations
No
The proposed rule amendments would modernize filing fee disclosure and payment methods. The proposed amendments would revise most fee-bearing forms, schedules, statements, and related rules to require each fee table and accompanying disclosure to include all required information for fee calculation in a structured format using Inline XBRL. The proposed amendments also would add the option for fee payment via ACH and eliminate the option for fee payment via paper checks and money orders. Finally, the proposed amendments also would make other fee-related revisions. The Commission anticipates that the amendments would, in the aggregate, increase the burdens and costs on affected entities due to changes in fee calculation disclosure requirements and the new requirement to structure fee-related information. For purposes of the PRA, the Commission estimates that, for Schedule 14A, the proposed amendments would result in an increase of 340 burden hours and an increase in the cost burden of $45,200 for the services of outside professionals.

$119,447,840
No
    Yes
    No
No
No
No
No
Mark Green 202 942-2910 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2022


© 2024 OMB.report | Privacy Policy