Information Collection Request

Schedule 13E-4F

ICR 202201-3235-028 · OMB 3235-0375 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Filing Fee Proposed Release PRA Supporting Statement.Final.01-30-2022.pdf Supporting Statement A Uploaded 2022-01-31 Missing upstream
February 5, 2020 EDAGR PIA.pdf Supplementary Document Uploaded 2022-01-27 Missing upstream
IC Document Collections
IC IDCollectionTypeStatusForm
34933 Schedule 13E-4F Modified
ICR Details
3235-0375 202201-3235-028
Historical Inactive 201911-3235-018
SEC CF 270-340
Schedule 13E-4F
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 03/16/2022
Retrieve Notice of Action (NOA) 01/31/2022
OMB files this comment in accordance with 5 CFR 1320.11(c). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
01/31/2023 36 Months From Approved 03/31/2023
3 0 3
6 0 6
0 0 0

Schedule 13E-4F may be used by any foreign private issuer of: (1) the issuer is incorporated or organized under the laws of Canada; (2) the issuer is making a cash tender or exchange offer for the issuer's own securities; and (3) less than 40% of the class of such issuer's securities outstanding that is the subject of the tender offer is held by U.S. holders.

US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24, 80a-29, 80a-37 Name of Law: Investment Company Act of 1940
  
None

3235-AL96 Proposed rulemaking 84 FR 71580 12/27/2019

No

1
IC Title Form No. Form Name
Schedule 13E-4F

Yes
Changing Regulations
No
The proposed rule amendments would modernize filing fee disclosure and payment methods. The proposed amendments would revise most fee-bearing forms, schedules, statements, and related rules to require each fee table and accompanying disclosure to include all required information for fee calculation in a structured format using Inline XBRL. The proposed amendments also would add the option for fee payment via ACH and eliminate the option for fee payment via paper checks and money orders. Finally, the proposed amendments also would make other fee-related revisions. The Commission anticipates that the amendments would, in the aggregate, increase the burdens and costs on affected entities due to changes in fee calculation disclosure requirements and the new requirement to structure fee-related information. For purposes of the PRA, the Commission estimates that, for Schedule 13E-4F, the proposed amendments would result in an increase of 4 burden hours and no increase in the cost burden for the services of outside professionals.

$119,447,840
No
    Yes
    No
No
No
No
No
Mark Green 202 942-2910 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2022