Exclusions from the Section 232 National Security Adjustments of Imports of Steel and Aluminum

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 0694-0139 Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	Form	Modified	Repair queued
0694-0139 Supporting Statement for Steel and Aluminum Exclusions 3-7-2022.docx	Supporting Statement A	Uploaded 2022-03-17	Repair queued
232 Portal External User Guide (Updated May 2019).pdf	Supplementary Document	Uploaded 2019-06-04	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
230644	Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	Form	Modified

ICR Details

OMB Control No: 0694-0139	ICR Reference No: 202203-0694-004
Status: Received in OIRA	Previous ICR Reference No: 201906-0694-002
Agency/Subagency: DOC/BIS	Agency Tracking No:
Title: Exclusions from the Section 232 National Security Adjustments of Imports of Steel and Aluminum
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 03/17/2022

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	04/30/2022
Responses	59,462	83,301
Time Burden (Hours)	237,848	333,204
Cost Burden (Dollars)	0	0

---

Abstract: This collection is needed as part of the publication of an interim final rule that amends the National Security Industrial Base Regulations (15 CFR 700-705) to add two new supplements to part 705 which set forth the requirements and process for how parties in the United States may submit requests for exclusions from the remedies instituted by the President (“exclusion requests”) regarding the effects of imported articles on national security. The new supplements also set forth the requirements and process for how parties in the United States may submit objections to the granting of exclusion requests.

---

Authorizing Statute(s): US Code: 19 USC 1862 Name of Law: Safeguarding National Security
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0694-AH55	Final or interim final rulemaking	86 FR 70003	12/09/2021

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 66275	11/22/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 15203	03/17/2022
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Requests for Exclusions to Section 232 National Security Adjustments of Imports of Steel and Aluminum	0694-0139, 0694-0139	Exclusion Request Steel ,   Exclusion Request Aluminum

---

ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	59,462	83,301	0	-23,839	0	0
Annual Time Burden (Hours)	237,848	333,204	0	-95,356	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Using current data (As of 3/7/2022), there has been a decrease in the number of respondents compared to previous years resulting in a reduction in burden hours. As this collection continues, BIS will adjust these numbers to reflect continuing changes in data.

---

Annual Cost to Federal Government: $13,914,108

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/17/2022

---