Signed Emergency PRA Memo

TM Emergency Request 44 U.S.C. 3507(j) as implemented at 5 CFR 1320.13_dlb.pdf

Form 13F, Report of Institutional Investment Managers (pursuant to sec.13(f) of the Securities Exchange of 1934)

Signed Emergency PRA Memo

OMB: 3235-0006

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MEMORANDUM
TO:

Evan C. Skoot
Office of Information and Regulatory Affairs
Office of Management and Budget

FROM:

David L. Bottom
Office of Information Technology

DAVID
BOTTOM

Digitally signed by DAVID BOTTOM
Date: 2022.03.07 11:26:33 -05'00'

Securities and Exchange Commission

RE:

Emergency consideration of one collection of information pursuant to 44 U.S.C. 3507(j)
as implemented at 5 CFR 1320.13.

The Securities and Exchange Commission (“Commission”) is requesting emergency consideration of
one collection of information pursuant to 44 U.S.C. 3507(j) as implemented at 5 CFR 1320.13. The
title for this collection of information is “Form 13F, Report of Institutional Investment Managers
(pursuant to sec.13 (f) of the Securities Exchange of 1934).” In connection with this request, the
Commission has determined:
1.

The collection of information is needed prior to the time periods established under the Paperwork
Reduction Act of 1995, 44 U.S.C. 3501 et seq. (“PRA”) and applicable regulations, 5 CFR 1320.1 et
seq.

2.

The collection of information is essential to the mission of the Commission.

3.

The existing approval has already expired. Therefore the Commission cannot reasonably comply
with the normal clearance requirement of the PRA and applicable regulations because the use of
normal clearance procedures is reasonably likely to prevent or disrupt the collection of information.

4.

The Commission requests that OMB approve or disapprove the collection of information by
3/8/2022.

5.

The Commission has taken all practicable steps to consult with interested agencies and members of
the public in order to minimize the burden of the collection of information.

6.

The Commission requests that OMB waive the notice requirement set forth in 5 CFR
1320.5(a)(1)(iv).

Thank you for considering this request.

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