Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers

Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers

OMB: 1210-0059

IC ID: 38407

Documents and Forms
Document Name
Document Type
Other-Prohibited Transaction Exempti
Other-Prohibited Transaction Exempti
Other-Prohibited Transaction Exempti
Other-Prohibited Transaction Exempti
Information Collection (IC) Details

View Information Collection (IC)

Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers
 
No Modified
 
Required to Obtain or Retain Benefits
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Other-Prohibited Transaction Exemption pte 86-128.rtf Yes No Printable Only
Other-Prohibited Transaction Exemption Amendment pte86-128amendment2002.pdf No   Printable Only

Income Security General Retirement and Disability

 

8,048 7,002
   
Private Sector Businesses or other for-profits, Not-for-profit institutions
 
   94 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 275,745 0 0 -543,703 0 819,448
Annual IC Time Burden (Hours) 2,193 0 0 -17,302 0 19,495
Annual IC Cost Burden (Dollars) 296,108 0 0 -364,937 0 661,045

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