SSN Justification Memo

DEPARTMENTS OF THE ARMY AND AIR FORCE
ARMY & AIR FORCE EXCHANGE SERVICE
Office of the General Counsel
P.O. Box 650060
Dallas, TX 75265-0060

GC-C

August 23, 2021
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MEMORANDUM THRU:
Army Privacy Office (AAHS-RDF), 7701 Telegraph Road, Casey Building, Alexandria, VA
22315-3802
FOR Defense Privacy, Civil Liberties and Transparency Division, 4800 Mark Center Drive,
Alexandria, VA 22350-3100
SUBJECT: Justification for the Use of the Social Security Number (SSN) – Exchange NonAppropriated Personnel Systems
1. This memorandum is to satisfy the requirements of DoDI 1000.30, “Reduction of Social
Security Number (SSN) Use Within the DoD,” requiring justification to collect and use the SSN.
2. The Exchange Nonappropriated Personnel Systems contain information collected regarding
persons affiliated with the Exchange by assignment, employment or possible employment,
contractual relationship, or as an employee dependent or beneficiary. Data may be collected
directly from the individual or from outside sources such as past employers, medical providers,
law enforcement entities, or government agencies.
This system contains the Official Personnel File (OPF) encompassing the service and
employment history of individuals employed by the Exchange. Merged data from previous
employment with the Civil Service under the provisions of the Portability of Benefits for
Nonappropriated Fund Employees Act, Pl 101-508, the DoD Interchange Agreement, or other
NAFIs may be contained in the personnel systems along with applications of hired individuals.
The personnel system manages applications for non-hired individuals and paper applications for
Local National positions. Data maintained assists in determining an individual’s employment
eligibility, verify previous Federal employment, and coordinate foreign travel to include, making
sure the individual is authenticated in accordance with all host country requirements. Interface
with law enforcement and Federal entities is required for background checks and security
clearances.
Information collected for official travel allows proper processing of all Permanent Change of
Station (PCS) for the Continental United States (CONUS) and Outside the Continental United
States (OCONUS) and Temporary Duty (TDY) requests for employees and their
dependents/family members. The data collected assists in determining eligibility of the
employee and/or dependents to travel, obtain passports and visas and travel expense
reimbursement.

SUBJECT: Justification for the Use of the Social Security Number (SSN) – Exchange NonAppropriated Personnel Systems

Records contain the bases for administering and processing benefits, retirements, approved
tuition reimbursement, annuity and survivor payouts, computing civilian pay entitlement, bonds
due and issued, taxes paid and owed, payments made in compliance with Court Orders such as
for Qualifying Domestic Relations Orders or to enforcement of Child Support or alimony
obligations and administer appropriate Federal Workers’ Compensation programs.
The SSN is a requirement to interface with law enforcement and Federal entities for background
checks and security clearances and to administer pay with proper financial institutions and the
Treasury Department for tax collection purposes.
3. The applicable acceptable uses for collection and use of the SSN are (2) Law Enforcement,
National Security, and Credentialing, (3) Security Clearance Investigation or Verification, (4)
Interactions with Financial Institutions, (5) Confirmation of Employment Eligibility, (6)
Administration of Federal Workers’ Compensation, (7) Federal Taxpayer Identification Number,
(8) Computer Matching, (9) Foreign Travel, and (12) Operational Necessity. Information
collected and maintained in this system is obtainable by the individual’s name or SSN. SSN
collected is used to assist in the location of all relevant data associated with the individual or
employee which can affect the individual’s security clearance, pay, employment, promotion, or
benefits to said employee or his/her dependents, family members, survivors, and beneficiaries.
4. The System of Records Notices (SORN) associated with the systems and collective
instruments listed above is 0401.04 “Exchange Non-appropriated Personnel Systems." This
SORN has been retitled and revamped for consolidation of all Exchange personnel records
and is in the process of submission for approval. The System of Records currently
published include: AAFES 0401.04 “Official Personnel Folders”, AAEFS 0403.01
“Application for Employment Files”, AAFES 0403.11 “Personnel Departure Clearance
Records”, AAEFS 0404.01 “Incentive Awards Case Files”, AAFES 0405.11 “Individual
Health Records”, AAFES 0408.14 “Tuition Assistance Case Files”, AAFES 0410.01
“Employee Travel Files”, AAFES 0703.07 “Employee Pay System”, AAFES 0903.06
“Personnel Management Information System”, AAFES 1203.03 “Appointment of
Contracting Officers”, and finally AAFES 1504.03 “Personal Property Movement and
Storage Files”. These systems, although working separately, daily share data for regulated
administrative actions.
The Exchange has made every effort for the removal or the truncate of the SSN whenever
possible. Our operations Risk Management Framework (RMF) is based on a .com
environment. Exchange systems are not part of the Defense Business Systems nor the eMass. Thereby, our systems are not authorized to use DITPR. The Exchange utilizes a
Governance, Risk and Compliance (GRC) for internal RMF processing and system
authorizations.

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SUBJECT: Justification for the Use of the Social Security Number (SSN) – Exchange NonAppropriated Personnel Systems

Collective instruments stored in the Exchange Personnel System which have acceptable
collection of the SSN, as identified in item number 3 of this memoranda, include, but not
all inclusive, the following:
a)

Exchange CONUS electronic applications for employment https://publicaffairssme.com/applymyexchange/

b)

Exchange Local National Applications for Employment in Outside of the Contiguous
United States (OCONUS) - Italy Consolidated, Vicenza

c)

Exchange Local National Applications for Employment in Outside of the Contiguous
United States (OCONUS) – Turkey

d)

Exchange Local National Applications for Employment in Outside of the Contiguous
United States (OCONUS) – UK – RAF Feltwell

e)

Exchange Form 1200-718 - Exchange Local National Applications for Employment in
Outside of the Contiguous United States (OCONUS) – Germany

f)

Exchange Form 1100-016 Army and Air Force Exchange Service Identification &
Privilege Card Application

g)

Exchange Form 1100-028 Pre-Appointment Certification Statement for Selective
Services Registration

h)

Exchange Form 1200-026 Driver’s Supplemental Information

i)

Exchange form 1200-100 Personnel Request Exchange Form 1450-011 Annuity
Application

j)

Exchange Form 1450-018 Application for Payment of Survivor Annuity

k)

Exchange Form 1450-026 Survivor Annuity Upon Death

l)

Exchange Form 1500-003 Renewal Transportation

m) Exchange Form 1500-004 Transportation Agreement
n)

Exchange Form 1500-008 Exchange Transfer Agreement

o)

Exchange Form 1500-010 Waiver or Right to Ship Vehicle and Request for
Reimbursement

p)

Exchange Form 1500-013 Request and Authorization for TDY Travel

q)

Exchange Form 1500-014 Authorization for Permanent Change of Station (PCS) Travel

r)

Exchange Form 1500-032 Request and Authorization for Change of Travel

s)

Exchange Form 1700-109 Employee Consent Authorization to Release of
Medical/Dental Records

t)

Exchange Form 1850-001 Degree Application

u)

Exchange Form 1850-005 Job Related Course Request
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SUBJECT: Justification for the Use of the Social Security Number (SSN) – Exchange NonAppropriated Personnel Systems

v)

Exchange Form 1850-015 Tuition Reimbursement

w) Exchange Form 7450-012 Workers’ Compensation Direct Deposit Authorization
5. Information contained in this system is solicited by authority of 10 U.S.C. 7013, Secretary of
the Army; 10 U.S.C. 9013, Secretary of the Air Force; 42 U.S.C. 659, Consent by United States
to Income Withholding, Garnishment, and Similar Proceedings for Enforcement of Child
Support and Alimony Obligations; 31 CFR 285.11, Administrative Wage Garnishment; DoD
Directive 7000.14-R, DoD Financial Management Regulation; DoD Instruction 1400.25,
Volume 1408, DoD Civilian Personnel Management System: Insurance and Annuities for
Nonappropriated Fund (NAF) Employees; Army Regulation 215-8/AFI 34-211(I), Army and Air
Force Exchange Service Operations; and E.O. 9397 (SSN), as amended.
6. Administrative, technical, and physical safeguards are in place limiting access to personnel
with an official need to know. The Exchange conducts periodic security audits and regular
monitoring to prevent unauthorized access. Users of the system gain access with a two-point
authorization login, which includes official Exchange username and password. Intrusion
detection systems, encryption and firewall protection furtherly protects unauthorized access.
Physical safeguards include security guards, identification badges, key cards, safes, and cipher
locks.
7. My POC is Mrs. Teresa Schreurs, Senior Paralegal, FOIA/Privacy Manager,
[email protected], 214-312-6103 or 214-202-5541.

EDWIN LLEWELLYN III
Deputy General Counsel
Chief Privacy Officer
Office of the General Counsel

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