30-Day Federal Register Notice

(2022) 30-day FR Notice -3038-0012.pdf

Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures

30-Day Federal Register Notice

OMB: 3038-0012

Document [pdf]
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jspears on DSK121TN23PROD with NOTICES

Federal Register / Vol. 87, No. 143 / Wednesday, July 27, 2022 / Notices
comments.cftc.gov/FederalRegister/
PublicInfo.aspx.
Or by either of the following methods:
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments
submitted to the Commission should
include only information that you wish
to make available publicly. If you wish
the Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1 The
Commission reserves the right, but shall
have no obligation, to review, prescreen, filter, redact, refuse or remove
any or all of your submission from
https://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
ICR will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Andrew Chapin, Associate Chief
Counsel, Market Participants Division,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581; (202) 418–5465; email: achapin@
cftc.gov.
SUPPLEMENTARY INFORMATION:
Title: Conflicts of Interest Policies and
Procedures by Futures Commission
Merchants and Introducing Brokers
(OMB Control No. 3038–0078).
Abstract: On April 3, 2012, the
Commission adopted Commission
regulation 1.71 (Conflicts of interest
policies and procedures by futures
commission merchants and introducing
brokers) 2 pursuant to sections 4d(c) 3 of
the Commodity Exchange Act (‘‘CEA’’).4
Commission regulation 1.71 generally
requires that, among other things,
generally that, among other things,
futures commission merchants
1 17

CFR 145.9.
CFR 1.71.
3 7 U.S.C. 6d(c).
4 77 FR 20198.
2 17

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(‘‘FCM’’) 5 and introducing brokers
(‘‘IB’’) 6 develop conflicts of interest
procedures and disclosures, adopt and
implement written policies and
procedures reasonably designed to
ensure compliance with their conflicts
of interest and disclosure obligations,
and maintain specified records related
to those requirements.7 The
Commission believes that the
information collection obligations
imposed by Commission regulation 1.71
are essential to (i) ensuring that FCMs
and IBs develop and maintain the
conflicts of interest systems, procedures
and disclosures required by the CEA,
and Commission regulations, and (ii)
the effective evaluation of these
registrants’ actual compliance with the
CEA and Commission regulations.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.8 On May 25, 2022, the
Commission published in the Federal
Register notice of the proposed
extension of this information collection
and provided 60 days for public
comment on the proposed extension, 87
FR 31862 (‘‘60-Day Notice’’). The
Commission did not receive any
relevant comments on the 60-Day
Notice.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection to reflect the current
number of respondents and estimated
burden hours. The respondent burden
for this collection is estimated to be as
follows:
Number of Registrants: 1,065.
Estimated Average Burden Hours per
Registrant: 44.5.
Estimated Aggregate Burden Hours:
47,392.
Frequency of Recordkeeping:
Annually or on occasion.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: July 22, 2022.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2022–16106 Filed 7–26–22; 8:45 am]
BILLING CODE 6351–01–P
5 For the definition of FCM, see section 1a(28) of
the CEA and Commission regulation 1.3. 7 U.S.C.
1a(49) and 17 CFR 1.3.
6 For the definitions of IB, see section 1a(31) of
the CEA and Commission regulation 1.3. 7 U.S.C.
1a(33) and 17 CFR 1.3.
7 See 17 CFR 1.71.
8 44 U.S.C. 3512, 5 CFR 1320.5(b)(2)(i) and 1320.8
(b)(3)(vi).

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45087

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities Under OMB Review
Commodity Futures Trading
Commission.

AGENCY:
ACTION:

Notice.

In compliance with the
Paperwork Reduction Act of 1995
(‘‘PRA’’), this notice announces that the
Information Collection Request (‘‘ICR’’)
abstracted below has been forwarded to
the Office of Information and Regulatory
Affairs (‘‘OIRA’’), of the Office of
Management and Budget (‘‘OMB’’), for
review and comment. The ICR describes
the nature of the information collection
and its expected costs and burden.

SUMMARY:

Comments must be submitted on
or before August 26, 2022.

DATES:

Written comments and
recommendations for the proposed
information collection should be
submitted within 30 days of this
notice’s publication to OIRA, at https://
www.reginfo.gov/public/do/PRAMain.
Please find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the website’s
search function. Comments can be
entered electronically by clicking on the
‘‘comment’’ button next to the
information collection on the ‘‘OIRA
Information Collections Under Review’’
page, or the ‘‘View ICR—Agency
Submission’’ page. A copy of the
supporting statement for the collection
of information discussed herein may be
obtained by visiting https://
www.reginfo.gov/public/do/PRAMain.
In addition to the submission of
comments to https://Reginfo.gov as
indicated above, a copy of all comments
submitted to OIRA may also be
submitted to the Commodity Futures
Trading Commission (the
‘‘Commission’’ or ‘‘CFTC’’) by clicking
on the ‘‘Submit Comment’’ box next to
the descriptive entry for OMB Control
No. 3038–0012, at https://
comments.cftc.gov/FederalRegister/
PublicInfo.aspx.
Or by either of the following methods:
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581;
• Hand Delivery/Courier: Same as
Mail above.

ADDRESSES:

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jspears on DSK121TN23PROD with NOTICES

45088

Federal Register / Vol. 87, No. 143 / Wednesday, July 27, 2022 / Notices

All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to http://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1 The
Commission reserves the right, but shall
have no obligation, to review, prescreen, filter, redact, refuse or remove
any or all of your submission from
http://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
ICR will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Adam Charnisky, Market Analyst,
Division of Market Oversight,
Commodity Futures Trading
Commission, (312) 596–0630; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Title: Futures Volume, Open Interest,
Price, Deliveries and Purchases/Sales of
Futures for Commodities or for
Derivatives Positions (OMB Control No.
3038–0012). This is a request for
extension of a currently approved
information collection.
Abstract: Commission Regulation
16.01 requires the U.S. futures
exchanges to publish daily information
on the items listed in the title of the
collection. The information required by
this rule is in the public interest and is
necessary for market surveillance. This
rule is promulgated pursuant to the
Commission’s rulemaking authority
contained in Section 5 of the
Commodity Exchange Act, 7 U.S.C. 7
(2010).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.2 On May 25, 2022, the
Commission published in the Federal
Register notice of the proposed
extension of this information collection
and provided 60 days for public
1 17

CFR 145.9.
U.S.C. 3512, 5 CFR 1320.5(b)(2)(i) and 1320.8
(b)(3)(vi).
2 44

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comment on the proposed extension, 87
FR 31863 (‘‘60-Day Notice’’). The
Commission did not receive any
relevant comments on the 60-Day
Notice.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection to reflect the current
number of respondents and estimated
burden hours. The respondent burden
for this collection is estimated to be as
follows:
Estimated Number of Respondents:
17.
Estimated Average Burden Hours per
Respondent: 250.3
Estimated Total Annual Burden
Hours: 4,250 hours.
Frequency of Collection: Daily.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: July 22, 2022.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2022–16107 Filed 7–26–22; 8:45 am]
BILLING CODE 6351–01–P

BUREAU OF CONSUMER FINANCIAL
PROTECTION
[Docket No. CFPB–2022–0051]

Agency Information Collection
Activities: Comment Request
Bureau of Consumer Financial
Protection.
ACTION: Notice and request for comment.
AGENCY:

In accordance with the
Paperwork Reduction Act of 1995
(PRA), the Consumer Financial
Protection Bureau (Bureau or CFPB) is
requesting to extend the Office of
Management and Budget’s (OMB’s)
approval for an existing information
collection titled ‘‘Generic Information
Collection Plan for Qualitative
Consumer Education, Engagement, and
Experience Information Collections’’
approved under OMB Control Number
3170–0036.
DATES: Written comments are
encouraged and must be received on or
before September 26, 2022 to be assured
of consideration.
ADDRESSES: You may submit comments,
identified by the title of the information
collection, OMB Control Number (see
below), and docket number (see above),
by any of the following methods:
SUMMARY:

3 The Commission estimates that its Data, Market
and Surveillance Staff will expend approximately 1
hour per day on each respondent/response over 250
trading days to collect and analyze the information
submitted.

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• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments
• Email: [email protected].
Include Docket No. CFPB–2022–0051 in
the subject line of the email.
• Mail/Hand Delivery/Courier:
Comment intake, Consumer Financial
Protection Bureau (Attention: PRA
Office), 1700 G Street NW, Washington,
DC 20552.
Please note that due to circumstances
associated with the COVID–19
pandemic, the Bureau discourages the
submission of comments by mail, hand
delivery, or courier. Please note that
comments submitted after the comment
period will not be accepted. In general,
all comments received will become
public records, including any personal
information provided. Sensitive
personal information, such as account
numbers or Social Security numbers,
should not be included.
FOR FURTHER INFORMATION CONTACT:
Documentation prepared in support of
this information collection request is
available at www.regulations.gov.
Requests for additional information
should be directed to Anthony May,
PRA Officer, at (202) 435–7278, or
email: [email protected]. If you
require this document in an alternative
electronic format, please contact CFPB_
[email protected]. Please do not
submit comments to these email boxes.
SUPPLEMENTARY INFORMATION:
Title of Collection: Generic
Information Collection Plan for
Qualitative Consumer Education,
Engagement and Experience Information
Collections.
OMB Control Number: 3170–0036.
Type of Review: Extension of a
currently approved collection.
Affected Public: Individuals or
households, State, local, or tribal
governments; private sector.
Estimated Number of Respondents:
48,000.
Estimated Total Annual Burden
Hours: 36,000.
Abstract: Under the Dodd-Frank Wall
Street Reform and Consumer Protection
Act (Pub. L. 111–203, section 1021(c))
one of the Bureau’s primary functions is
to conduct financial education
programs. The Bureau seeks to obtain
approval of a generic information
collection plan to collect qualitative
data on effective financial education
strategies and consumer experiences in
the financial marketplace from a variety
of respondents (including financial
educators and consumers). The Bureau
will collect this information through a
variety of methods including in-person
meetings, interviews, focus groups,

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