Non Substantive Change Request for OASB Generic Clearance

Forms and Documents

Document Name	Status
JUSTIFICATION FOR NON SUBSTANTIVE CHANGE.docx Justification for No Material/Nonsubstantive Change	2022-08-01
Form 83-I.xml Supplementary Document	2022-06-05
3235-xxxx OASB Gen Clearance 60 Day Notice.pdf Supplementary Document	2022-03-10
3235-xxxx (OASB Generic Clearance).pdf Supplementary Document	2022-03-10
Supporting Statement A - PRA Generic Clearance OASB 202203-3235-008 (Final Version).docx Supporting Statement A	2022-06-05

IC Document Collections

IC ID	Document Title	Status
252085	OASB Generic Clearance Other-Survey	Unchanged

ICR Details

OMB Control No: 3235-0787	ICR Reference No: 202208-3235-002
Status: Received in OIRA	Previous ICR Reference No: 202203-3235-008
Agency/Subagency: SEC	Agency Tracking No:
Title: Non Substantive Change Request for OASB Generic Clearance
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 08/01/2022

	Requested	Previously Approved
Expiration Date	06/30/2025	06/30/2025
Responses	6,200	6,200
Time Burden (Hours)	517	517
Cost Burden (Dollars)	43,000	43,000

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Abstract: There is a problem with the way the OASB Generic ICR (3235-0787) was submitted/approved in ROCIS. The Generic ICR included a Generic IC that is using all of the hours approved for the Generic ICR. When the ICR was approved, the included IC was also approved... leaving 0 burden hours left for the remaining approval period. I am creating this non-substantive change ICR to remove the IC. Thank you... - John P.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 58971	10/25/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 7882	02/10/2022
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
OASB Generic Clearance

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	6,200	6,200	0	0	0	0
Annual Time Burden (Hours)	517	517	0	0	0	0
Annual Cost Burden (Dollars)	43,000	43,000	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $43,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/01/2022

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