Exchange Act Form 10

ICR 202208-3235-008

OMB: 3235-0064

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
Supplementary Document
IC Document Collections
34221 Modified
ICR Details
3235-0064 202208-3235-008
Received in OIRA 202205-3235-027
SEC CF 270-051
Exchange Act Form 10
Revision of a currently approved collection   No
Regular 08/11/2022
  Requested Previously Approved
36 Months From Approved 10/31/2022
216 216
11,640 11,639
13,833,488 13,832,288

Form 10 is filed by issuers of securities to register a class of securities pursuant to Sections 12(b) and 12(g) of the Securities Exchange Act of 1934.

US Code: 15 USC 77c(b), 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b) 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a), 78mm Name of Law: Securities Exchange Act of 1934

3235-AL79 Final or interim final rulemaking 85 FR 66108 10/16/2020


IC Title Form No. Form Name
Exchange Act Form 10 SEC 1396 Form 10 - General Form For Registration Of Securities

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 216 216 0 0 0 0
Annual Time Burden (Hours) 11,640 11,639 0 1 0 0
Annual Cost Burden (Dollars) 13,833,488 13,832,288 0 1,200 0 0
Changing Regulations
The rules revise the statistical disclosures for banking registrants by updating and codifying certain Guide 3 disclosures and eliminate other Guide 3 disclosures that overlap with Commission rules, U.S. Generally Accepted Accounting Principles, or International Financial Reporting Standards. In addition, the rules relocate the codified disclosures to a new subpart of Regulation S-K and rescind Guide 3. The Commission anticipates the rules will result in a small increase in the required disclosure and the related burdens and costs for these registrants to prepare and review the collections of information. For purposes of the Paperwork Reduction Act, we estimate that the rules will result in a net increase of one burden hour and a net increase in the cost burden of $1,200 for the services of outside professionals on Form 10.

John Fieldsend 202 551-3343


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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