Regulation A (Form 1-A): Small Issuer exemption from registration under the Securities Act and its attendant form.

ICR 202208-3235-012

OMB: 3235-0286

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2022-08-09
Supplementary Document
2022-08-09
IC Document Collections
IC ID
Document
Title
Status
34758 Modified
ICR Details
3235-0286 202208-3235-012
Received in OIRA 202107-3235-005
SEC CF 270-110
Regulation A (Form 1-A): Small Issuer exemption from registration under the Securities Act and its attendant form.
Revision of a currently approved collection   No
Regular 08/11/2022
  Requested Previously Approved
36 Months From Approved 09/30/2024
205 205
111,887 111,885
15,010,702 15,010,502

Regulation A provides an exemption from registration under the Securities Act of 1933 for certain limited securities offerings by issuers who do not otherwise file reports with the Commission. Form 1-A is an offering statement filed under Regulation A.

US Code: 15 USC 77c(b), 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a), 78mm(a) Name of Law: Securities Exchange Act of 1934
  
None

3235-AL79 Final or interim final rulemaking 85 FR 66108 10/16/2020

No

1
IC Title Form No. Form Name
Form 1-A SEC - 486 Form 1-A - Regulation A Offering Statement

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 205 205 0 0 0 0
Annual Time Burden (Hours) 111,887 111,885 0 2 0 0
Annual Cost Burden (Dollars) 15,010,702 15,010,502 0 200 0 0
Yes
Changing Regulations
No
The rules revise the statistical disclosures for banking registrants by updating and codifying certain Guide 3 disclosures and eliminate other Guide 3 disclosures that overlap with Commission rules, U.S. Generally Accepted Accounting Principles, or International Financial Reporting Standards. In addition, the rules relocate the codified disclosures to a new subpart of Regulation S-K and rescind Guide 3. The Commission anticipates the rules will result in a small increase in the required disclosure and the related burdens and costs for these registrants to prepare and review the collections of information. For purposes of the Paperwork Reduction Act, we estimate that the rules will result in a net increase of two burden hours and a net increase in the cost burden of $200 for the services of outside professionals on Form 1-A.

$125,800,170
No
    Yes
    No
No
No
No
No
John Fieldsend 202 551-3343

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/11/2022


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