Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers.

ICR 202208-3235-014

OMB: 3235-0035

Federal Form Document

Forms and Documents

Document Name	Status
3235-0035.pdf Supplementary Document	2022-10-31
3235-0035.pdf Supplementary Document	2022-10-31
DGL REVISED 2023 Rule 17a-13 Supporting Statement.pdf Supporting Statement A	2022-08-15
3235-0035 30 Day Notice.pdf Supplementary Document	2019-11-26
3235-0035 60 day notice.pdf Supplementary Document	2019-11-26

IC Document Collections

IC ID	Document Title	Status
34101	Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers.	Modified