Information Collection Request
Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alternative Trading Systems
ICR 202209-3235-005 · OMB 3235-0510 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0510 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0510.pdf |
Supplementary Document | Uploaded 2022-12-05 | Repair queued |
| 3235-0510.pdf |
Supplementary Document | Uploaded 2022-12-05 | Repair queued |
| DGL REVISED 2022 Rule 302 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2022-09-20 | Repair queued |
| 30 Day Notice 3235-0510.pdf |
Supplementary Document | Uploaded 2019-10-24 | Missing upstream |
| 3235-0510 60 day notice.pdf |
Supplementary Document | Uploaded 2019-10-24 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35290 |  Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alterna- tive Trading Systems |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0510 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201906-3235-011 |
| Agency Tracking No | TM-270-453 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |