Information Collection Request
Rule 17a-6 exemption for transactions with portfolio affiliates
ICR 202209-3235-007 · OMB 3235-0564 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0564 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0564.pdf |
Supplementary Document | Uploaded 2022-11-19 | Repair queued |
| 3235-0564.pdf |
Supplementary Document | Uploaded 2022-11-19 | Missing upstream |
| Rule 17a-6 (2023) Supporting Statement.pdf |
Supporting Statement A | Uploaded 2022-09-07 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35401 |  Exemption for transactions with portfolio affiliates |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0564 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201911-3235-007 |
| Agency Tracking No | IM-270-506 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |