Federal Fish and Wildlife Permit Applications and Reports – Requirements for African Elephants

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Repair queued
Form 3-200-37h ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Repair queued
Form 3-200-37h Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)	Form and Instruction	New	Available
Form 3-200-37h Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Repair queued
1018-New SSA African elephant PR RIN 1018-BG66 updated 11172022.docx	Supporting Statement A	Uploaded 2022-11-17	Repair queued
FWS-21 Permits System 73FR31877 06042008.pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued
50 CFR Part 23 (up to date as of 5-19-2022).pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued
50 CFR Part 17 (up to date as of 5-19-2022).pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued
50 CFR Part 13 (up to date as of 5-19-2022).pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued
CITES-Convention-EN (as of 5-24-2022).pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued
16 USC 1531 ESA as of 01132021.pdf	Supplementary Document	Uploaded 2022-10-05	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
256287	Range Country Certification Requirements 50 CFR 17.40(e) (Foreign Governments)		New
256286	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256286	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New
256285	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256285	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New
256284	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256284	ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New
256283	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256283	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New
256282	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256282	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New
256281	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256281	Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New
256280	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256280	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New
256279	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256279	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New
256278	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256278	ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New
256277	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256277	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	Form and Instruction	New
256276	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256276	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	Form and Instruction	New
256275	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
256275	Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	Form and Instruction	New

ICR Details

OMB Control No: 1018-0186	ICR Reference No: 202210-1018-001
Status: Historical Inactive	Previous ICR Reference No:
Agency/Subagency: DOI/FWS	Agency Tracking No: RIN 1018-BG66 (Proposed Rule)
Title: Federal Fish and Wildlife Permit Applications and Reports – Requirements for African Elephants
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule	Conclusion Date: 12/28/2022
Retrieve Notice of Action (NOA)	Date Received in OIRA: 11/17/2022
Terms of Clearance: In accordance with 5 CFR 1320, OMB is filing comment and withholding approval at this time. The agency shall examine public comment in response to the proposed rulemaking and include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date		36 Months From Approved
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: We developed a proposed rule (RIN 1018-BG66) to (1) to increase protection for African elephants in response to the recent rise in international trade of live African elephants by establishing ESA permit requirements and specific enhancement requirements for the import of wild-sourced elephants, as well as requirements to ensure that proposed recipients of live African elephants are suitably equipped to house and care for them; (2) to clarify the existing enhancement requirement during our evaluation of an application for a permit to import African elephant sport-hunted trophies; and (3) to incorporate a Party’s designation under the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) National Legislation Project into the decision-making process for the import of live African elephants, African elephant sport-hunted trophies, and African elephant parts and products other than ivory. We find it is appropriate for the United States to propose requirements under the ESA to ensure that activities with live African elephants under U.S. jurisdiction contribute to enhancing the conservation of the species and that live African elephants are well cared for, so that any domestic demand for live African elephants enhances the conservation of the species and does not contribute to the decline in populations of the species in the wild. In addition, clarifying the enhancement requirement for the import of African elephant sport-hunted trophies and receiving information from the range countries will enable us to ensure that authorized imports contribute to enhancing the conservation of the species and do not contribute to the decline in populations of the species. Benefits of clarifying the enhancement standards for the import of African elephant sport-hunted trophies also include increased transparency with stakeholders in the decision-making process. We propose allowing certain types of imports only from countries that have met the basic requirements to implement CITES under their national laws in order to support U.S. African elephant efforts. Finally, we anticipate these measures will affect implementation in foreign countries of management measures that enhance African elephant conservation.

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Authorizing Statute(s): US Code: 16 USC 1531 et seq Name of Law: Endangered Species Act of 1973, as amended
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1018-BG66	Proposed rulemaking	87 FR 68975	11/17/2022

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 13

table that charts list of burden

IC Title	Form No.	Form Name
Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
Range Country Certification Requirements 50 CFR 17.40(e) (Foreign Governments)
ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
ePermits Amendment - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Government)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Individuals)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)
ePermits Application - Interstate Commerce or Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA) (Form 3-200-37h) 50 CFR 17.40(e) (Private Sector)	3-200-37h	Application - Interstate Commerce of Transfer of Captive-Held African Elephants under the U.S. Endangered Species Act (ESA)

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We are reporting a discretionary burden increase of 87 annual responses, 619 annual burden hours, and $2,800 non-hour burden cost associated with the proposed information collections in conjunction with our proposed rule under RIN 1018-BG66.

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Annual Cost to Federal Government: $19,740

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/17/2022

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