OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Reporting, Recordkeeping, and Disclosure Requirements Associated with Proprietary Trading and Certain Interests in and Relationships with Covered Funds

ICR 202210-1557-001 · OMB 1557-0309 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
1557-0309 Volcker Supporting Statement 8-18-22 (cite added).docx Supporting Statement A Uploaded 2023-02-24 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
240705 Section 10(c)(18)(ii)(C)(1) Recordkeeping - Ongoing Burden Modified
240704 Section 4(c)(3)(i) Recordkeeping - Ongoing Unchanged
240703 Section 3(d)(3) Recordkeeping - Ongoing Modified
240702 Section 10(c)(18)(ii)(C)(1) Recordkeeping - Initial Setup Modified
240701 Section 4(c)(3)(i) Recordkeeping - Initial Setup Unchanged
240700 Section 3(d)(3) Recordkeeping - Initial Setup Unchanged
240699 Section 20(i) Reporting - Ongoing Unchanged
240698 Section 20(i) Reporting - Initial Setup Unchanged
240697 Section 4(c)(3)(i) Reporting - Ongoing Unchanged
240696 Section 4(c)(3)(i) Reporting - Initial Set up Unchanged
231541 Section 44.20(d) - $20 billion - Appendix Reporting Requirements - Ongoing Burden Unchanged
231540 Section 44.20(d) - $20 billion - Appendix Reporting Requirements - Initial Set-up Unchanged
231539 Section 44.20(c) - CEO Attestation - Ongoing Burden Unchanged
231538 Section 44.20(c) - CEO Attestation - Initial Set-up Unchanged
231537 Section 44.20(b) - Compliance Program - Ongoing Burden Unchanged
231536 Section 44.20(b) - Compliance Program - Initial Set-up Unchanged
231533 Section 44.20(d) - Appendix Reporting - $20 Billion - Ongoing Burden Unchanged
231532 Section 44.20(d) - Appendix Reporting - $20 Billion - Initial Set-up Unchanged
209660 Section 11(a)(8)(i) - Covered Fund Disclosures - Ongoing Burden Unchanged
209659 Section 11(a)(8)(i) - Covered Fund Disclosures - Initial Set-up Unchanged
209658 Section 20(f)(2) - Compliance Program for Entities with Modest Activities -Ongoing Burden Unchanged
209657 Section 20(f)(2) - Compliance Program for Entities with Modest Activities - Initial Set-up Unchanged
199647 Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Ongoing Burden Unchanged
199646 Section 20(f)(1) - Compliance Program for Entities with No Covered Activities - Initial Set-up Unchanged
199645 Section 20(e) - Additional Documentation for Covered Funds - Ongoing Burden Unchanged
199643 Section 20(e) - Additional Documentation for Covered Funds - Initial Set-up Unchanged
199642 Section 5(c) - Documentation of Purchases and Sales - Ongoing Burden Unchanged
199641 Section 5(c) - Documentation of Purchases and Sales - Initial Set-up Unchanged
199640 Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Ongoing Burden Unchanged
199639 Section 4(b)(3)(i)(A) - Trading Desk Documentation of Client, Customer or Counterparty - Initial Set-up Unchanged
199636 Section 11(a)(2) - Documentation of Advisory Services - Ongoing Burden Unchanged
199635 Section 11(a)(2) - Documentation of Advisory Services - Initial Set-up Unchanged
199634 Section 12(e) - Application for Extension of Time to Meet Requirements on Ownership Limitations - Ongoing Burden Unchanged
199633 Section 12(e) - Application for Extension of Time Meet Requirements on Ownership Limitiations - Initial Set-up Unchanged
ICR Details
StatusReceived in OIRA
Agency/SubagencyTREAS/OCC
OMB Control No1557-0309
Type of Information CollectionExtension without change of a currently approved collection
Previous ICR Reference No202006-1557-003
Date Submitted to OIRA1969-12-31
Requested Expiration Date1969-12-31