Information Collection

Form ADV-H

IC 35351 under ICR 202302-3235-020 · OMB 3235-0538.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0538 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-2566 Form ADV-H	Form
SEC-2566 ADV-H formadv-h.pdf www.sec.gov/about/forms/formadv-h.pdf	Form
SEC-2566 ADV-H formadv-h.pdf www.sec.gov/about/forms/formadv-h.pdf	Form
IARD PIA_Redacted 1 1 09.pdf Investment Adviser Records Systems of Records Notice	IC Document
IARD PIA_Redacted 1 1 09.pdf Investment Adviser Records Systems of Records Notice	IC Document
secsorn50.pdf SEC SORN 50	IC Document
secsorn50.pdf SEC SORN 50	IC Document

IC Title:

Form ADV-H

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203-3 17 CFR 279.3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-2566	ADV-H	formadv-h.pdf	http://www.sec.gov/about/forms/formadv-h.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Advisor Records

FR Citation: 66 FR 7820

Number of Respondents: 20,926

Number of Respondents for Small Entity: 1

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	-15	16
Annual IC Time Burden (Hours)	1	-15	16
Annual IC Cost Burden (Dollars)	0	-3,504	3,504

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Investment Adviser Records Systems of Records Notice	IARD PIA_Redacted 1 1 09.pdf	04/16/2014
SEC SORN 50	secsorn50.pdf	09/22/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.