Information Collection Request
Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)
ICR 202302-3235-026 · OMB 3235-0464 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0464 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 87 FR 18312.pdf |
Supporting Statement B | Uploaded 2023-02-22 | Repair queued |
| 3235-0464 Supporting Statement (Proposed Partial Revision).pdf |
Supporting Statement A | Uploaded 2023-02-22 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35158 |  Rule 101, 17 CFR 242.101 (Activities by Distribution Participants) |
Removed | ||
| 258659 | Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing |
New | ||
| 258656 | Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial |
New | ||
| 258655 | Firm Commitment Underwritten Offerings de minimis policy drafting |
New | ||
| 258652 | Audit of WSPs for Info Barriers with Affiliates |
New | ||
| 258651 | Self-Underwritten Offering ADTV Calculation |
New | ||
| 258649 | Restricted Period ADTV Calculation |
New |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0464 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202003-3235-012 |
| Agency Tracking No | TM-270-408 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |