Information Collection Request

Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)

ICR 202302-3235-026 · OMB 3235-0464 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0464 can be found here:

Forms and Documents

Document	Type	Status	Availability
87 FR 18312.pdf	Supporting Statement B	Uploaded 2023-02-22	Missing upstream
3235-0464 Supporting Statement (Proposed Partial Revision).pdf	Supporting Statement A	Uploaded 2023-02-22	Repair queued

IC Document Collections

IC ID	Collection	Status
35158	Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)	Removed
258659	Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing	New
258656	Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial	New
258655	Firm Commitment Underwritten Offerings de minimis policy drafting	New
258652	Audit of WSPs for Info Barriers with Affiliates	New
258651	Self-Underwritten Offering ADTV Calculation	New
258649	Restricted Period ADTV Calculation	New

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0464
Type of Information Collection	Revision of a currently approved collection
Previous ICR Reference No	202003-3235-012
Agency Tracking No	TM-270-408
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31