2023 proposal to require filing Form X-17A-19 in EDGAR

Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members

OMB: 3235-0133

IC ID: 259218

Information Collection (IC) Details

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2023 proposal to require filing Form X-17A-19 in EDGAR
 
No New
 
Mandatory
 
17 CFR 249.635 17 CFR 240.17a-19

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1414 X-17A-19 Form X-17a-19 (2023 Proposed Revision).pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

25 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 25 0 25 0 0 0
Annual IC Time Burden (Hours) 133 0 133 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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