Information Collection Request
Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members
ICR 202303-3235-031 · OMB 3235-0133 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0133 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form SEC 1414 Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members |
Form and Instruction | Modified | Missing upstream |
| Form SEC 1414 2023 proposal to require filing Form X-17A-19 in EDGAR |
Form and Instruction | New | Repair queued |
 3235-0133 30 Day Notice.pdf |
Supplementary Document | Uploaded 2020-12-01 | Repair queued |
| 3235-0133 60 day notice.pdf |
Supplementary Document | Uploaded 2020-12-01 | Repair queued |
| DGL REVISED 17a-19 PRA 2020 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2020-09-03 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34425 |  Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members |
Form and Instruction | Modified | |
| 259218 | 2023 proposal to require filing Form X-17A-19 in EDGAR |
Form and Instruction | New |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0133 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202009-3235-002 |
| Agency Tracking No | TM-270-148 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |