Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members

ICR 202303-3235-031

OMB: 3235-0133

Federal Form Document

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0133 can be found here:

2023-10-05 - Extension without change of a currently approved collection

Forms and Documents

Document Name	Status
Form SEC 1414 Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members Form and Instruction	Modified
Form SEC 1414 2023 proposal to require filing Form X-17A-19 in EDGAR Form and Instruction	New
3235-0133 30 Day Notice.pdf Supplementary Document	2020-12-01
3235-0133 60 day notice.pdf Supplementary Document	2020-12-01
DGL REVISED 17a-19 PRA 2020 Supporting Statement.pdf Supporting Statement A	2020-09-03

IC Document Collections

IC ID	Document Title	Status
34425	Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members Form and Instruction	Modified
259218	2023 proposal to require filing Form X-17A-19 in EDGAR Form and Instruction	New

ICR Details

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